|
126
|
CIBC Private Wealth Group
Atlanta,
Georgia
|
–
|
-$271K
|
-29,141
|
Closed
|
|
|
127
|
Aigen Investment Management
New York
|
–
|
-$199K
|
-21,426
|
Closed
|
|
|
128
|
Eastern Bank
Boston,
Massachusetts
|
–
|
-$128K
|
-13,800
|
Closed
|
|
|
129
|
Arax Advisory Partners
Denver,
Colorado
|
–
|
-$116K
|
-12,475
|
Closed
|
|
|
130
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$111K
|
-11,994
|
Closed
|
|
|
131
|
Group One Trading
Chicago,
Illinois
|
–
|
-$106K
|
-11,000
|
Closed
|
|
|
132
|
Russell Investments Group
London,
United Kingdom
|
–
|
-$67K
|
-7,304
|
Closed
|
|
|
133
|
Kore Private Wealth
New York
|
–
|
-$24K
|
-2,655
|
Closed
|
|
|
134
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$20K
|
-2,206
|
Closed
|
|
|
135
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$14K
|
-1,500
|
Closed
|
|
|
136
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
–
|
-$9K
|
-1,000
|
Closed
|
|
|
137
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
–
|
-$5K
|
-575
|
Closed
|
|
|
138
|
Edge Wealth Management
New York
|
–
|
-$3K
|
-300
|
Closed
|
|
|
139
|
IAG Wealth Partners
Waukesha,
Wisconsin
|
–
|
-$3K
|
-300
|
Closed
|
|
|
140
|
Quantbot Technologies
New York
|
–
|
-$2K
|
-258
|
Closed
|
|
|
141
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$2K
|
-200
|
Closed
|
|
|
142
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$87
|
-9
|
Closed
|
|
|
143
|
Next Financial Group
Houston,
Texas
|
–
|
+$241
|
+25
|
New
|
|
