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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Lido Advisors
101
Lido Advisors
California
$319K +$52.1K +4,159 +19%
SW
102
SVB Wealth
Massachusetts
$310K -$185K -14,765 -37%
SI
103
Stephens Inc
Arkansas
$282K +$132K +10,500 +84%
Empower Advisory Group
104
Empower Advisory Group
Colorado
$272K
SPA
105
Shore Point Advisors
New Jersey
$268K
KCM
106
Kennedy Capital Management
Missouri
$265K
Wealth Enhancement Advisory Services
107
Wealth Enhancement Advisory Services
Minnesota
$264K +$74.6K +5,950 +38%
Corient Private Wealth
108
Corient Private Wealth
Florida
$264K -$9.93K -792 -4%
CIBC Private Wealth Group
109
CIBC Private Wealth Group
Georgia
$244K
RIL
110
Rothschild Investment LLC
Illinois
$239K
SMH
111
Sanders Morris Harris
Texas
$237K
BCA
112
Bay Colony Advisors
Massachusetts
$234K -$7.11K -567 -3%
AIM
113
Allen Investment Management
New York
$233K
ECM
114
EMC Capital Management
Texas
$226K
Bank of Montreal
115
Bank of Montreal
Ontario, Canada
$226K
GFS
116
GYL Financial Synergies
Connecticut
$224K +$35.8K +2,860 +19%
DM
117
Deerfield Management
New York
$223K +$228K +18,190 New
N
118
Natixis
France
$217K +$6.13K +489 +3%
SAG
119
SageView Advisory Group
California
$217K +$188K +15,010 +553%
EFS
120
Essex Financial Services
Connecticut
$197K +$26.9K +2,143 +15%
VT
121
Vise Technologies
New York
$188K
WJWM
122
Williams Jones Wealth Management
New York
$184K
ProShare Advisors
123
ProShare Advisors
Maryland
$182K +$23.3K +1,860 +14%
Northern Trust
124
Northern Trust
Illinois
$173K -$209K -16,672 -54%
Cetera Investment Advisers
125
Cetera Investment Advisers
Illinois
$172K +$23.5K +1,874 +15%