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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
Empower Advisory Group
101
Empower Advisory Group
Colorado
$281K
SPA
102
Shore Point Advisors
New Jersey
$277K
Lido Advisors
103
Lido Advisors
California
$277K +$25.5K +2,000 +10%
KCM
104
Kennedy Capital Management
Missouri
$274K
BCA
105
Bay Colony Advisors
Massachusetts
$250K +$7.42K +583 +3%
HIC
106
Hartline Investment Corp
Illinois
$250K +$251K +19,704 New
CIBC Private Wealth Group
107
CIBC Private Wealth Group
Georgia
$249K +$252K +19,825 New
RIL
108
Rothschild Investment LLC
Illinois
$247K
SMH
109
Sanders Morris Harris
Texas
$245K +$247K +19,375 New
AIM
110
Allen Investment Management
New York
$241K
ECM
111
EMC Capital Management
Texas
$234K -$55.2K -4,337 -19%
Bank of Montreal
112
Bank of Montreal
Ontario, Canada
$233K
CAG
113
Csenge Advisory Group
Florida
$227K +$228K +17,943 New
N
114
Natixis
France
$217K
Wealth Enhancement Advisory Services
115
Wealth Enhancement Advisory Services
Minnesota
$198K +$2.67K +210 +1%
GFS
116
GYL Financial Synergies
Connecticut
$195K -$82K -6,436 -29%
VT
117
Vise Technologies
New York
$195K +$196K +15,384 New
FIA
118
FNY Investment Advisers
New York
$192K +$194K +15,200 New
WJWM
119
Williams Jones Wealth Management
New York
$190K -$25.5K -2,000 -12%
EFS
120
Essex Financial Services
Connecticut
$180K
XT
121
XTX Topco
Cayman Islands
$179K +$22.2K +1,740 +14%
ProShare Advisors
122
ProShare Advisors
Maryland
$165K +$22.9K +1,800 +16%
Creative Planning
123
Creative Planning
Kansas
$162K +$204 +16 +0.1%
SI
124
Stephens Inc
Arkansas
$158K +$25.5K +2,000 +19%
Cetera Investment Advisers
125
Cetera Investment Advisers
Illinois
$154K +$155K +12,159 New