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Annaly Capital Management
NLY

Name Holding Trade Value Shares
Change 		Change in
Stake
AC
526
Ascend Capital
California
– -$15.1M -339,296 Closed
QIM
527
Quantitative Investment Management
Virginia
– -$12.1M -272,425 Closed
Citadel Advisors
528
Citadel Advisors
Florida
– -$6.52M -138,035 Closed
Capital Fund Management (CFM)
529
Capital Fund Management (CFM)
France
– -$3.44M -77,447 Closed
AWCI
530
Alpine Woods Capital Investors
New York
– -$3.33M -75,000 Closed
MCM
531
Maltese Capital Management
New York
– -$2.94M -66,125 Closed
ACC
532
Accident Compensation Corp
New Zealand
– -$2.6M -58,559 Closed
SCA
533
Secor Capital Advisors
New York
– -$2.37M -53,278 Closed
GC
534
Globeflex Capital
California
– -$1.73M -39,025 Closed
Adage Capital Partners
535
Adage Capital Partners
Massachusetts
– -$1.67M -37,500 Closed
NVIM
536
New Vernon Investment Management
Illinois
– -$1.5M -33,830 Closed
WSCM
537
Wellington Shields Capital Management
New York
– -$1.42M -31,995 Closed
QC
538
Quadrature Capital
United Kingdom
– -$1.29M -28,998 Closed
PG
539
PEAK6 Group
Illinois
– -$1.25M -26,405 Closed
PI
540
PineBridge Investments
New York
– -$1.17M -26,368 Closed
QOP
541
Quinn Opportunity Partners
Virginia
– -$1.07M -24,000 Closed
SCM
542
Stevens Capital Management
Pennsylvania
– -$969K -21,814 Closed
BCP
543
Berkeley Capital Partners
Georgia
– -$924K -20,785 Closed
DCM
544
Dupont Capital Management
Delaware
– -$840K -18,900 Closed
LCM
545
Landscape Capital Management
New Jersey
– -$743K -18,628 Closed
D.E. Shaw & Co
546
D.E. Shaw & Co
New York
– -$688K -15,478 Closed
TW
547
Transform Wealth
Colorado
– -$672K -15,117 Closed
CMANY
548
Capital Management Associates (New York)
New York
– -$655K -14,750 Closed
ISL
549
Ingalls & Snyder LLC
New York
– -$642K -14,452 Closed
DTL
550
Dynamic Technology Lab
Singapore
– -$545K -12,270 Closed
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