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Annaly Capital Management
NLY

Name Holding Trade Value Shares
Change 		Change in
Stake
JCM
526
JS Capital Management
New York
– -$1.25M -31,250 Closed
Twin Tree Management
527
Twin Tree Management
Texas
– -$1.29M -29,803 Closed
TC
528
TradeLink Capital
Illinois
– -$1.07M -26,875 Closed
DCM
529
Dynamic Capital Management
Jersey
– -$906K -22,725 Closed
JG
530
Jefferies Group
New York
– -$873K -21,895 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
531
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$800K -20,050 Closed
PCM
532
Parsons Capital Management
Rhode Island
– -$586K -14,700 Closed
CAS
533
CTC Alternative Strategies
Illinois
– -$575K -14,425 Closed
Rafferty Asset Management
534
Rafferty Asset Management
New York
– -$505K -12,665 Closed
SCM
535
Saba Capital Management
New York
– -$450K -11,278 Closed
QI
536
Quotient Investors
New York
– -$335K -8,400 Closed
GPC
537
Glacier Peak Capital
Washington
– -$305K -7,640 Closed
HC
538
HHG & Company
Connecticut
– -$296K -7,413 Closed
AIMCA
539
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$279K -7,000 Closed
Lazard Asset Management
540
Lazard Asset Management
New York
– -$277K -6,950 Closed
GCP
541
GSA Capital Partners
United Kingdom
– -$265K -6,656 Closed
WSCM
542
Wellington Shields Capital Management
New York
– -$260K -6,531 Closed
PCA
543
Peddock Capital Advisors
Massachusetts
– -$257K -6,450 Closed
WTIM
544
Wilmington Trust Investment Management
Delaware
– -$214K -5,370 Closed
AAIM
545
American Assets Investment Management
California
– -$199K -5,000 Closed
BAAM
546
Baker Avenue Asset Management
California
– -$190K -4,775 Closed
Mariner
547
Mariner
Kansas
– -$177K -4,445 Closed
TC
548
TFS Capital
Pennsylvania
– -$163K -4,095 Closed
PM
549
Parametrica Management
Hong Kong
– -$160K -4,006 Closed
HAI
550
Hennessy Advisors Inc
California
– -$150K -3,750 Closed
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