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Annaly Capital Management
NLY

Name Holding Trade Value Shares
Change 		Change in
Stake
FQ
476
First Quadrant
California
$10K – – –
SIA
477
Stancorp Investment Advisers
Oregon
$10K +$10.4K +229 New
RC
478
RegentAtlantic Capital
New Jersey
$9.73K -$141K -3,125 -93%
NSIM
479
North Star Investment Management
Illinois
$9K +$226 +5 +2%
CIM
480
Contravisory Investment Management
Massachusetts
$8K +$2.62K +58 +45%
BKA
481
Brick & Kyle Associates
Pennsylvania
$8K +$8.5K +188 New
CG
482
Colony Group
Massachusetts
$8K +$48.1K +1,063 New
FPFS
483
First Personal Financial Services
North Carolina
$7K +$7.87K +174 New
CPA
484
Cowen Prime Advisors
New York
$6K -$6.06K -134 -47%
S
485
SignatureFD
Georgia
$6K – – –
WF
486
WealthTrust Fairport
Ohio
$6K +$5.79K +128 New
UFA
487
US Financial Advisors
Massachusetts
$6K +$6.01K +133 New
BRWA
488
B. Riley Wealth Advisors
Florida
$5.63K -$171K -3,777 -30%
MPWT
489
MassMutual Private Wealth & Trust
Connecticut
$5.41K +$5.65K +125 New
MCM
490
MV Capital Management
Maryland
$5K – – –
EWM
491
Edge Wealth Management
New York
$4K – – –
HRIA
492
Haberer Registered Investment Advisor
Ohio
$4K – – –
FWM
493
Focused Wealth Management
New York
$4K +$90 +2 +2%
WA
494
WealthTrust-Arizona
Arizona
$4K +$90 +2 +2%
GI
495
Gradient Investments
Minnesota
$4K +$2.44K +54 +108%
CFA
496
CT Financial Advisors
Pennsylvania
$3.78K +$3.98K +88 New
CLOS
497
Compagnie Lombard Odier SCmA
Switzerland
$3K -$114K -2,531 -97%
RNS
498
Robert N. Shapiro
$3K -$1.13K -25 -28%
LWM
499
Lenox Wealth Management
Ohio
$3K – – –
MA
500
MCF Advisors
Kentucky
$3K – – –
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