|
401
|
Monashee Investment Management
Boston,
Massachusetts
|
–
|
-$772K
|
-100,000
|
Closed
|
|
|
402
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
–
|
-$736K
|
-95,336
|
Closed
|
|
|
403
|
Marshall Wace Asia
Central,
Hong Kong
|
–
|
-$702K
|
-90,988
|
Closed
|
|
|
404
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
–
|
-$645K
|
-83,579
|
Closed
|
|
|
405
|
Calamos Advisors
Naperville,
Illinois
|
–
|
-$639K
|
-82,800
|
Closed
|
|
|
406
|
Maso Capital Partners
Hong Kong
|
–
|
-$556K
|
-71,978
|
Closed
|
|
|
407
|
|
–
|
-$456K
|
-59,044
|
Closed
|
|
|
408
|
|
–
|
-$217K
|
-28,163
|
Closed
|
|
|
409
|
Caption Management
Oklahoma City,
Oklahoma
|
–
|
-$354K
|
-23,000
|
Closed
|
|
|
410
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$175K
|
-22,699
|
Closed
|
|
|
411
|
Wedbush Securities
Los Angeles,
California
|
–
|
-$155K
|
-20,080
|
Closed
|
|
|
412
|
Cypress Wealth Services
Palm Desert,
California
|
–
|
-$125K
|
-16,250
|
Closed
|
|
|
413
|
Founders Financial Securities
Towson,
Maryland
|
–
|
-$183K
|
-15,400
|
Closed
|
|
|
414
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$119K
|
-15,300
|
Closed
|
|
|
415
|
Claraphi Advisory Network
Aliso Viejo,
United States
|
–
|
-$112K
|
-14,550
|
Closed
|
|
|
416
|
Ascension Capital Advisors
Houston,
Texas
|
–
|
-$77K
|
-10,000
|
Closed
|
|
|
417
|
Banco de Sabadell
Miami,
Florida
|
–
|
-$49K
|
-6,500
|
Closed
|
|
|
418
|
Mint Tower Capital Management
Amsterdam,
Netherlands
|
–
|
-$49K
|
-6,400
|
Closed
|
|
|
419
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$30K
|
-3,950
|
Closed
|
|
|
420
|
RMR Wealth Builders
Montclair,
New Jersey
|
–
|
-$14K
|
-1,750
|
Closed
|
|
|
421
|
Synovus Financial
Columbus,
Georgia
|
–
|
-$8K
|
-1,000
|
Closed
|
|
|
422
|
Ranch Capital Advisors
Sarasota,
Florida
|
–
|
-$8K
|
-600
|
Closed
|
|
|
423
|
Providence Capital Advisors
Charlotte,
North Carolina
|
–
|
-$4K
|
-500
|
Closed
|
|
|
424
|
Pathstone Family Office
Englewood,
New Jersey
|
–
|
-$3K
|
-450
|
Closed
|
|
|
425
|
BerganKDV Wealth Management
Bloomington,
Minnesota
|
–
|
-$2K
|
-200
|
Closed
|
|
