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NICE

Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
126
Penserra Capital Management
California
$31K +$3.62K +57 +13%
IA
127
IFP Advisors
Florida
$22K +$12.5K +197 +131%
WEC
128
Winslow Evans & Crocker
Massachusetts
$19.2K +$63 +1 +0.3%
S
129
SignatureFD
Georgia
$18K +$6.16K +97 +52%
TCM
130
Tanaka Capital Management
New York
$16K – – –
IR
131
Invictus RG
Bermuda
$15K +$14.7K +232 New
BIM
132
BlackRock Investment Management
Delaware
$15K +$15K +237 New
ZB
133
Zions Bancorporation
Utah
$14K -$8.32K -131 -38%
EWM
134
Endurance Wealth Management
Rhode Island
$13K – – –
MFS
135
MSI Financial Services
Massachusetts
$13K – – –
TDC
136
Thompson Davis & Co
Virginia
$12K – – –
WT
137
Whittier Trust
California
$12K – – –
QCG
138
Quadrant Capital Group
Ohio
$12K +$14.4K +227 +3,243%
FPFS
139
First Personal Financial Services
North Carolina
$11K +$10.8K +170 New
CCA
140
Checchi Capital Advisers
California
$10K +$1.91K +30 +23%
RFA
141
Reilly Financial Advisors
California
$6K – – –
ASN
142
Advisory Services Network
Georgia
$4K – – –
EFSCE
143
Enterprise Financial Services Corp (EFSC)
Missouri
$4K – – –
PMFA
144
Plante Moran Financial Advisors
Michigan
$3K -$127 -2 -4%
IWMPD
145
Integrated Wealth Management (Palm Desert)
California
$2K – – –
LIA
146
LS Investment Advisors
Michigan
$2K – – –
WAM
147
Wealthspire Advisors (Maryland)
Maryland
$2K – – –
ACM
148
American Capital Management
New York
– -$32.6M -503,815 Closed
RHJA
149
Rice Hall James & Associates
California
– -$21.2M -327,313 Closed
PCM
150
Palisade Capital Management
New Jersey
– -$5.37M -82,807 Closed
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