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Name Holding Trade Value Shares
Change
Change in
Stake
SAC
401
Smith Affiliated Capital
New York
$72.9K
AGM
402
Alpine Global Management
New York
$65K +$64.8K +3,644 New
WRM
403
Westport Resources Management
Connecticut
$64K -$45.3K -2,545 -42%
CFSG
404
Community Financial Services Group
Vermont
$64K
GLI
405
Guardian Life Insurance
New York
$63K
AIM
406
Advantage Investment Management
Iowa
$63K +$62.5K +3,512 New
IMS
407
Index Management Solutions
Pennsylvania
$59K +$29.9K +1,680 +105%
UFA
408
US Financial Advisors
Massachusetts
$56K
ECM
409
Element Capital Management
New York
$50.1K +$49.8K +2,800 New
CF
410
CenterStar Fund
Illinois
$49K
BKA
411
Brick & Kyle Associates
Pennsylvania
$46K
CAW
412
Cornerstone Advisors (Washington)
Washington
$46K
MFS
413
MSI Financial Services
Massachusetts
$46K +$22.6K +1,270 +97%
WTC
414
WhitTier Trust Company
Nevada
$40K -$40.8K -2,290 -51%
QAM
415
QCI Asset Management
New York
$37K -$49.8K -2,800 -58%
Nuveen
416
Nuveen
North Carolina
$34.5K +$27.6M +1,552,659 +415%
Northwestern Mutual Wealth Management
417
Northwestern Mutual Wealth Management
Wisconsin
$34K -$3.04K -171 -8%
DADC
418
D.A. Davidson & Co
Montana
$32K -$35.5K -1,995 -52%
VIA
419
Vident Investment Advisory
Georgia
$32K +$32.1K +1,802 New
BCM
420
Brookstone Capital Management
Illinois
$32K +$32.2K +1,812 New
EFSCE
421
Enterprise Financial Services Corp (EFSC)
Missouri
$29K
MCM
422
MV Capital Management
Maryland
$29K +$3.17K +178 +13%
Manulife (Manufacturers Life Insurance)
423
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$27.4K -$156K -8,760 -0.2%
JIC
424
Joel Isaacson & Co
New York
$27K
FANJ
425
Financial Architects (New Jersey)
New Jersey
$26K +$6.16K +346 +32%