|
401
|
Trilogy Capital
Irvine,
California
|
–
|
-$224K
|
-3,670
|
Closed
|
|
|
402
|
Magnus Financial Group
New York
|
–
|
-$224K
|
-3,669
|
Closed
|
|
|
403
|
Karpas Strategies
Litchfield,
Connecticut
|
–
|
-$207K
|
-3,400
|
Closed
|
|
|
404
|
Tiedemann Advisors
New York
|
–
|
-$203K
|
-3,300
|
Closed
|
|
|
405
|
CIBC Asset Management
Toronto,
Ontario, Canada
|
–
|
-$201K
|
-3,298
|
Closed
|
|
|
406
|
Donald L. Hagan LLC
Sarasota,
Florida
|
–
|
-$200K
|
-3,276
|
Closed
|
|
|
407
|
Mosaic Family Wealth
St. Louis,
Missouri
|
–
|
-$139K
|
-2,272
|
Closed
|
|
|
408
|
Cable Hill Partners
Portland,
Oregon
|
–
|
-$111K
|
-1,819
|
Closed
|
|
|
409
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$94K
|
-1,538
|
Closed
|
|
|
410
|
Advisory Alpha
Holland,
Michigan
|
–
|
-$49.5K
|
-871
|
Closed
|
|
|
411
|
Group One Trading
Chicago,
Illinois
|
–
|
-$45.5K
|
-800
|
Closed
|
|
|
412
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$43K
|
-706
|
Closed
|
|
|
413
|
Synovus Financial
Columbus,
Georgia
|
–
|
-$43K
|
-700
|
Closed
|
|
|
414
|
First National Corp
Rockland,
Massachusetts
|
–
|
-$37K
|
-600
|
Closed
|
|
|
415
|
Clarus Wealth Advisors
Peoria,
Arizona
|
–
|
-$35K
|
-582
|
Closed
|
|
|
416
|
Sageworth Trust
Lancaster,
Pennsylvania
|
–
|
-$34K
|
-550
|
Closed
|
|
|
417
|
Rockefeller Capital Management
New York
|
–
|
-$28K
|
-463
|
Closed
|
|
|
418
|
Edge Wealth Management
New York
|
–
|
-$27K
|
-444
|
Closed
|
|
|
419
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$20K
|
-332
|
Closed
|
|
|
420
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$18K
|
-300
|
Closed
|
|
|
421
|
One Wealth Advisors
San Francisco,
California
|
–
|
-$18K
|
-300
|
Closed
|
|
|
422
|
Smithfield Trust
Pittsburgh,
Pennsylvania
|
–
|
-$18K
|
-300
|
Closed
|
|
|
423
|
Pin Oak Investment Advisors
Houston,
Texas
|
–
|
-$17K
|
-272
|
Closed
|
|
|
424
|
Bremer Bank National Association
St Paul,
Minnesota
|
–
|
-$14K
|
-240
|
Closed
|
|
|
425
|
Prelude Capital Management
New York
|
–
|
-$12K
|
-204
|
Closed
|
|
