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NewtekOne

Name Holding Trade Value Shares
Change
Change in
Stake
FI
26
FormulaFolio Investments
Michigan
$332K +$335K +17,899 New
N
27
Natixis
France
$295K +$299K +16,003 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$240K +$10.2K +545 +4%
LPL Financial
29
LPL Financial
California
$235K +$505 +27 +0.2%
Two Sigma Investments
30
Two Sigma Investments
New York
$227K -$320K -17,107 -58%
AIP
31
Ahrens Investment Partners
Louisiana
$189K -$168K -9,000 -47%
DADC
32
D.A. Davidson & Co
Montana
$188K -$62.7K -3,352 -25%
AIM
33
Axiom Investment Management
New York
$188K
AA
34
Ancora Advisors
Ohio
$99K -$5.89K -315 -6%
JP Morgan Chase
35
JP Morgan Chase
New York
$71K
Bank of America
36
Bank of America
North Carolina
$61K -$346K -18,493 -85%
APA
37
American Portfolios Advisors
New York
$38.9K +$11.2K +600 +40%
Nisa Investment Advisors
38
Nisa Investment Advisors
Missouri
$28K
ASN
39
Advisory Services Network
Georgia
$27K +$27.2K +1,457 New
CCM
40
Chiron Capital Management
Florida
$19K +$18.7K +1,000 New
VFA
41
Valeo Financial Advisors
Indiana
$17K
PFGIA
42
Patriot Financial Group Insurance Agency
Massachusetts
$12K
TRCT
43
Tower Research Capital (TRC)
New York
$9K +$9.5K +508 New
DWA
44
Dorsey Wright & Associates
California
$6K -$1.76K -94 -23%
NFG
45
Next Financial Group
Texas
$5K +$4.56K +244 New
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$3K +$1.08K +58 +59%
GWM
47
Geneos Wealth Management
Colorado
$1K
Rockefeller Capital Management
48
Rockefeller Capital Management
New York
$1K
Simplex Trading
49
Simplex Trading
Illinois
$1K +$1.87K +100 New
P
50
&Partners
Tennessee
-$1.6M -87,569 Closed