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Newmont
NEM

Name Holding Trade Value Shares
Change 		Change in
Stake
SGDR
1751
SPX Gestao de Recursos
Brazil
– -$2.11M -25,000 Closed
AGDI
1752
Absolute Gestao de Investimentos
Brazil
– -$1.69M -20,000 Closed
USGIU
1753
U.S. Global Investors (USGI)
Texas
– -$1.69M -20,000 Closed
CF
1754
Cantor Fitzgerald
New York
– -$1.48M -17,534 Closed
CCS
1755
Concentric Capital Strategies
Connecticut
– -$1.46M -17,338 Closed
P
1756
Pitcairn
Pennsylvania
– -$1.36M -16,160 Closed
SCM
1757
Stevens Capital Management
Pennsylvania
– -$1.34M -15,932 Closed
OAM
1758
Oxford Asset Management
United Kingdom
– -$1.34M -15,891 Closed
NP
1759
NorthRock Partners
Minnesota
– -$1.33M -15,730 Closed
MFS
1760
Mirabella Financial Services
United Kingdom
– -$1.29M -15,335 Closed
SSA
1761
Schonfeld Strategic Advisors
New York
– -$1.29M -15,284 Closed
UM
1762
Ulysses Management
New York
– -$1.26M -15,000 Closed
PCM
1763
Perritt Capital Management
Illinois
– -$1.16M -13,779 Closed
DC
1764
Diametric Capital
Massachusetts
– -$1.07M -12,636 Closed
AIM
1765
Aigen Investment Management
New York
– -$1.04M -12,347 Closed
MP
1766
Mangrove Partners
Connecticut
– -$1.01M -12,004 Closed
NP
1767
Ninepoint Partners
Ontario, Canada
– -$927K -11,000 Closed
AA
1768
Aire Advisors
California
– -$848K -10,059 Closed
CCMT
1769
CMT Capital Markets Trading
Germany
– -$803K -8,889 Closed
IFU
1770
iSAM Funds (UK)
United Kingdom
– -$734K -8,708 Closed
QT
1771
Quantbot Technologies
New York
– -$734K -8,704 Closed
KFGK
1772
Keystone Financial Group (Kentucky)
Kentucky
– -$708K -8,382 Closed
BC
1773
Bayforest Capital
United Kingdom
– -$610K -7,239 Closed
FC
1774
Farringdon Capital
United Kingdom
– -$565K -6,696 Closed
EAM
1775
Everstar Asset Management
North Carolina
– -$548K -6,500 Closed
69 70
71
72 73