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Newmont
NEM

Name Holding Trade Value Shares
Change 		Change in
Stake
USGIU
1751
U.S. Global Investors (USGI)
Texas
– -$1.69M -20,000 Closed
CF
1752
Cantor Fitzgerald
New York
– -$1.48M -17,534 Closed
CCS
1753
Concentric Capital Strategies
Connecticut
– -$1.46M -17,338 Closed
P
1754
Pitcairn
Pennsylvania
– -$1.36M -16,160 Closed
SCM
1755
Stevens Capital Management
Pennsylvania
– -$1.34M -15,932 Closed
OAM
1756
Oxford Asset Management
United Kingdom
– -$1.34M -15,891 Closed
NP
1757
NorthRock Partners
Minnesota
– -$1.33M -15,730 Closed
MFS
1758
Mirabella Financial Services
United Kingdom
– -$1.29M -15,335 Closed
SSA
1759
Schonfeld Strategic Advisors
New York
– -$1.29M -15,284 Closed
UM
1760
Ulysses Management
New York
– -$1.26M -15,000 Closed
PCM
1761
Perritt Capital Management
Illinois
– -$1.16M -13,779 Closed
DC
1762
Diametric Capital
Massachusetts
– -$1.07M -12,636 Closed
AIM
1763
Aigen Investment Management
New York
– -$1.04M -12,347 Closed
MP
1764
Mangrove Partners
Connecticut
– -$1.01M -12,004 Closed
NP
1765
Ninepoint Partners
Ontario, Canada
– -$927K -11,000 Closed
AA
1766
Aire Advisors
California
– -$848K -10,059 Closed
CCMT
1767
CMT Capital Markets Trading
Germany
– -$803K -8,889 Closed
IFU
1768
iSAM Funds (UK)
United Kingdom
– -$734K -8,708 Closed
QT
1769
Quantbot Technologies
New York
– -$734K -8,704 Closed
KFGK
1770
Keystone Financial Group (Kentucky)
Kentucky
– -$708K -8,382 Closed
BC
1771
Bayforest Capital
United Kingdom
– -$610K -7,239 Closed
FC
1772
Farringdon Capital
United Kingdom
– -$565K -6,696 Closed
EAM
1773
Everstar Asset Management
North Carolina
– -$548K -6,500 Closed
CL
1774
CSS LLC
Illinois
– -$520K -6,170 Closed
BC
1775
Bridgefront Capital
Texas
– -$503K -5,961 Closed
69 70
71
72 73