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Newmont
NEM

Name Holding Trade Value Shares
Change 		Change in
Stake
E
1101
Ergoteles
New York
– -$40.1M -505,174 Closed
Twin Tree Management
1102
Twin Tree Management
Texas
– -$27.8M -392,501 Closed
AIM
1103
Artemis Investment Management
United Kingdom
– -$18.6M -234,571 Closed
PCA
1104
Private Capital Advisors
Connecticut
– -$13.8M -173,910 Closed
BCM
1105
Barometer Capital Management
Ontario, Canada
– -$11.2M -131,900 Closed
JCM
1106
Jag Capital Management
Missouri
– -$6.98M -115,867 Closed
MSL
1107
Mackay Shields LLC
New York
– -$9.11M -114,709 Closed
WC
1108
Winmill & Co
New Hampshire
– -$8.23M -103,530 Closed
SM
1109
SG3 Management
Puerto Rico
– -$5.56M -70,000 Closed
ECP
1110
Empyrean Capital Partners
California
– -$5.47M -68,801 Closed
XF
1111
XML Financial
Maryland
– -$5M -62,944 Closed
HI
1112
HBK Investments
Texas
– -$4.54M -57,165 Closed
CM
1113
Caption Management
Oklahoma
– -$3.89M -55,000 Closed
AWM
1114
Affinity Wealth Management
Delaware
– -$4.37M -52,137 Closed
WCA
1115
Waratah Capital Advisors
Ontario, Canada
– -$3.25M -40,874 Closed
MLL
1116
Moody Lynn & Lieberson
Massachusetts
– -$2.93M -36,840 Closed
TSS
1117
Two Sigma Securities
New York
– -$2.41M -34,077 Closed
ACI
1118
AMP Capital Investors
Australia
– -$2.67M -33,600 Closed
AC
1119
Amitell Capital
Singapore
– -$2.63M -33,087 Closed
EP
1120
Edgestream Partners
New Jersey
– -$2.59M -32,641 Closed
FEG
1121
Financial Enhancement Group
Indiana
– -$2.29M -28,798 Closed
GP
1122
Geneva Partners
Wisconsin
– -$2.19M -27,580 Closed
BSG
1123
Black Swift Group
Colorado
– -$2.03M -25,600 Closed
USGIU
1124
U.S. Global Investors (USGI)
Texas
– -$1.77M -25,000 Closed
AI
1125
Aperture Investors
New York
– -$1.72M -21,668 Closed
43 44
45
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