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Newmont
NEM

Name Holding Trade Value Shares
Change 		Change in
Stake
UAS
576
United Asset Strategies
New York
– -$221K -9,475 Closed
SM
577
Stratton Management
Pennsylvania
– -$218K -9,350 Closed
MIP
578
Marietta Investment Partners
Wisconsin
– -$218K -9,330 Closed
CAM
579
Cubic Asset Management
Massachusetts
– -$207K -8,850 Closed
HA
580
Heartland Advisors
Wisconsin
– -$203K -8,700 Closed
SRAM
581
Stone Ridge Asset Management
New York
– -$201K -8,600 Closed
APCM
582
Arbiter Partners Capital Management
New York
– -$157K -6,700 Closed
BBHC
583
Brown Brothers Harriman & Co
New York
– -$117K -5,000 Closed
IC
584
IKOS CIF
Cyprus
– -$104K -4,500 Closed
HA
585
Harfst & Associates
Wyoming
– -$96K -4,130 Closed
SC
586
Searle & Co
Connecticut
– -$85K -3,640 Closed
FNYS
587
First New York Securities
New York
– -$77.6K -3,321 Closed
ST
588
Smithfield Trust
Pennsylvania
– -$70K -3,000 Closed
PCM
589
Prelude Capital Management
New York
– -$20.2K -1,130 Closed
LOCC
590
Lombard Odier & Cie (Canada)
Quebec, Canada
– -$23K -1,000 Closed
PCC
591
Park Circle Company
Maryland
– -$19K -800 Closed
CCS
592
Crosspoint Capital Strategies
California
– -$12K -500 Closed
MWP
593
MYCIO Wealth Partners
Pennsylvania
– -$3K -129 Closed
GWM
594
Gupta Wealth Management
California
– -$1K -62 Closed
FANJ
595
Financial Architects (New Jersey)
New Jersey
– -$1K -32 Closed
TFA
596
Transamerica Financial Advisors
Florida
– -$1K -5 Closed
RAM
597
Riggs Asset Management
Pennsylvania
– -$18 -1 -50%
PFBT
598
Parkside Financial Bank & Trust
Missouri
– +$304 +17 New
FIB
599
First Interstate Bank
Montana
– +$376 +21 New
QCG
600
Quadrant Capital Group
Ohio
– +$627 +35 New
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