|
51
|
Barclays
London,
United Kingdom
|
–
|
-$1.15M
|
-28,890
|
Closed
|
|
|
52
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
–
|
-$1.19M
|
-28,034
|
Closed
|
|
|
53
|
Garner Asset Management Corp
Plano,
Texas
|
–
|
-$833K
|
-20,970
|
Closed
|
|
|
54
|
Essex Financial Services
Essex,
Connecticut
|
–
|
-$810K
|
-20,375
|
Closed
|
|
|
55
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
–
|
-$785K
|
-19,760
|
Closed
|
|
|
56
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$781K
|
-19,663
|
Closed
|
|
|
57
|
Kestra Advisory Services
Austin,
Texas
|
–
|
-$767K
|
-19,299
|
Closed
|
|
|
58
|
|
–
|
-$713K
|
-17,952
|
Closed
|
|
|
59
|
Jennison Associates
New York
|
–
|
-$632K
|
-15,911
|
Closed
|
|
|
60
|
|
–
|
-$623K
|
-15,676
|
Closed
|
|
|
61
|
Darden Wealth Group
Ann Arbor,
Michigan
|
–
|
-$599K
|
-15,069
|
Closed
|
|
|
62
|
UBS Group
Zurich,
Switzerland
|
–
|
-$523K
|
-13,161
|
Closed
|
|
|
63
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$509K
|
-12,801
|
Closed
|
|
|
64
|
Kaizen Financial Strategies
Campbell,
California
|
–
|
-$427K
|
-10,752
|
Closed
|
|
|
65
|
Principle Wealth Partners
Madison,
Connecticut
|
–
|
-$423K
|
-10,645
|
Closed
|
|
|
66
|
Steward Partners Investment Advisory
New York
|
–
|
-$302K
|
-7,595
|
Closed
|
|
|
67
|
Oppenheimer Asset Management
New York
|
–
|
-$258K
|
-6,480
|
Closed
|
|
|
68
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$222K
|
-5,596
|
Closed
|
|
|
69
|
|
–
|
-$213K
|
-5,379
|
Closed
|
|
|
70
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
–
|
-$205K
|
-5,155
|
Closed
|
|
|
71
|
Tower Research Capital (TRC)
New York
|
–
|
-$140K
|
-3,516
|
Closed
|
|
|
72
|
Annis Gardner Whiting Capital Advisors
Tampa,
Florida
|
–
|
-$91K
|
-2,290
|
Closed
|
|
|
73
|
Colonial Trust Advisors
Spartanburg,
South Carolina
|
–
|
-$41.8K
|
-1,053
|
Closed
|
|
|
74
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$22.4K
|
-564
|
Closed
|
|
|
75
|
Winthrop Capital Management
Carmel,
Indiana
|
–
|
-$17K
|
-426
|
Closed
|
|
