|
201
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$10K
|
–
|
–
|
–
|
|
|
202
|
Pin Oak Investment Advisors
Houston,
Texas
|
$10K
|
–
|
–
|
–
|
|
|
203
|
M&R Capital Management
Summit,
New Jersey
|
$9K
|
–
|
–
|
–
|
|
|
204
|
Taylor Hoffman Wealth Management
Richmond,
Virginia
|
$8K
|
-$127K
|
-9,473
|
-94%
|
|
|
205
|
Northern Trust
Chicago,
Illinois
|
$7K
|
-$249K
|
-18,550
|
-28%
|
|
|
206
|
Salem Investment Counselors
Winston Salem,
North Carolina
|
$7K
|
–
|
–
|
–
|
|
|
207
|
Sargent Bickham Lagudis
Boulder,
Colorado
|
$7K
|
–
|
–
|
–
|
|
|
208
|
Doyle Wealth Management
St. Petersburg,
Florida
|
$7K
|
+$6.48K
|
+482
|
New
|
|
|
209
|
Personal Wealth Partners
Bloomington,
Minnesota
|
$7K
|
+$6.52K
|
+485
|
New
|
|
|
210
|
TimeScale Financial
Danvers,
Massachusetts
|
$7K
|
+$7.23K
|
+538
|
New
|
|
|
211
|
FNY Investment Advisers
New York
|
$6K
|
-$210K
|
-15,640
|
-97%
|
|
|
212
|
Rockefeller Capital Management
New York
|
$6K
|
–
|
–
|
–
|
|
|
213
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$5K
|
–
|
–
|
–
|
|
|
214
|
BerganKDV Wealth Management
Bloomington,
Minnesota
|
$4K
|
+$4.18K
|
+311
|
New
|
|
|
215
|
First Command Bank
Fort Worth,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
216
|
First Command Financial Services
Fort Worth,
Texas
|
$3K
|
–
|
–
|
–
|
|
|
217
|
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
218
|
Kovitz Investment Group Partners
Chicago,
Illinois
|
–
|
-$1.85M
|
-138,855
|
Closed
|
|
|
219
|
Park Avenue Securities
New York
|
–
|
-$494K
|
-36,974
|
Closed
|
|
|
220
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$197K
|
-14,717
|
Closed
|
|
|
221
|
Garrison Bradford & Associates
New York
|
–
|
-$174K
|
-13,000
|
Closed
|
|
|
222
|
Managed Account Services
Coconut Grove,
Florida
|
–
|
-$163K
|
-12,400
|
Closed
|
|
|
223
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$120K
|
-8,977
|
Closed
|
|
|
224
|
CKW Financial Group
Honolulu,
Hawaii
|
–
|
-$82K
|
-6,108
|
Closed
|
|
|
225
|
Kore Private Wealth
New York
|
–
|
-$82K
|
-6,092
|
Closed
|
|
