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Name Holding Trade Value Shares
Change
Change in
Stake
SWM
501
SeaCrest Wealth Management
New York
$3K – – –
FCA
502
FinTrust Capital Advisors
South Carolina
$3K +$2.48K +87 New
1NWS
503
1 North Wealth Services
Maryland
$3K +$2.91K +102 New
IIM
504
Ipswich Investment Management
Massachusetts
$3K +$2.99K +105 New
SFSIG
505
San Francisco Sentry Investment Group
California
$3K +$3.16K +111 New
MOS
506
MGO One Seven
Ohio
$3K +$3.42K +120 New
ED
507
Exane Derivatives
France
$2.28K – – –
OSAM
508
O'Shaughnessy Asset Management
Connecticut
$2K -$16.7K -585 -87%
PCG
509
Private Capital Group
Connecticut
$2K -$8.12K -285 -77%
FRA
510
Front Row Advisors
California
$2K – – –
Lazard Asset Management
511
Lazard Asset Management
New York
$2K – – –
LWM
512
Lenox Wealth Management
Ohio
$2K – – –
LWCFA
513
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$2K – – –
MFT
514
Moisand Fitzgerald Tamayo
Florida
$2K – – –
VNA
515
Valley National Advisers
Pennsylvania
$2K – – –
WT
516
Whittier Trust
California
$2K – – –
LC
517
Lavaca Capital
Texas
$2K +$2.48K +87 New
FTI
518
Fiduciary Trust International
Massachusetts
$2K +$2.56K +90 New
RWM
519
Raffa Wealth Management
District of Columbia
$1.22K – – –
EFSCE
520
Enterprise Financial Services Corp (EFSC)
Missouri
$1K – – –
CFA
521
Clarfeld Financial Advisors
New York
$1K +$598 +21 New
WTB
522
Washington Trust Bank
Washington
$1K +$1.11K +39 New
SWA
523
Sutton Wealth Advisors
Florida
$816 – – –
SCM
524
Segantii Capital Management
Hong Kong
– -$19.3M -675,000 Closed
ACM
525
Advisors Capital Management
New Jersey
– -$12.8M -447,045 Closed