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Nasdaq
NDAQ

589 hedge funds and large institutions have $16.5B invested in Nasdaq in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 204 increasing their positions, 217 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

661% more call options, than puts

Call options by funds: $315M | Put options by funds: $41.4M

14% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 69

9% more capital invested

Capital invested by funds: $15.1B → $16.5B (+$1.39B)

1.21% more ownership

Funds ownership: 224.65% → 225.86% (+1.2%)

1% more funds holding

Funds holding: 583 → 589 (+6)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

6% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 217

Holders
589
Holders Change
+6
Holders Change %
+1.03%
% of All Funds
10.42%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
79
Increased
204
Reduced
217
Closed
69
Calls
$315M
Puts
$41.4M
Net Calls
+$274M
Net Calls Change
+$60.3M

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$254M
2
Franklin Resources
Franklin Resources
California
+$85.8M
3
Capital Research Global Investors
Capital Research Global Investors
California
+$36.4M
4
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$31.7M
5
Morgan Stanley
Morgan Stanley
New York
+$29.5M

Top Sellers

1
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$137M
2
CIM
CCLA Investment Management
United Kingdom
-$68.2M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$60.1M
4
Capital International Investors
Capital International Investors
California
-$60.1M
5
FPP
Findlay Park Partners
United Kingdom
-$45.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
576
Curi Wealth Management
North Carolina
$2K +$2.41K +57 New
SWA
577
Sutton Wealth Advisors
Florida
$1.73K – – –
CFA
578
Carroll Financial Associates
North Carolina
$1K – – –
GWM
579
Geneos Wealth Management
Colorado
$1K – – –
M
580
MOTCO
Texas
$1K – – –
TWA
581
TCI Wealth Advisors
Arizona
$1K – – –
ZB
582
Zions Bancorporation
Utah
$1K +$381 +9 +100%
SIAG
583
Safeguard Investment Advisory Group
California
$1K +$1.02K +24 New
BSSFA
584
Baron Silver Stevens Financial Advisors
Florida
$1K +$1.14K +27 New
MA
585
MUFG Americas
New York
$1K +$1.14K +27 New
FGAM
586
Financial Gravity Asset Management
Texas
$1K +$1.4K +33 New
HI
587
Hudock Inc
Pennsylvania
$1K +$1.78K +42 New
ED
588
Exane Derivatives
France
$398 – – –
CIM
589
CCLA Investment Management
United Kingdom
– -$68.2M -1,666,881 Closed
Wellington Management Group
590
Wellington Management Group
Massachusetts
– -$15.8M -386,001 Closed
Qube Research & Technologies (QRT)
591
Qube Research & Technologies (QRT)
United Kingdom
– -$15.4M -376,188 Closed
Capital Fund Management (CFM)
592
Capital Fund Management (CFM)
France
– -$11.7M -285,609 Closed
MPA
593
Marvin & Palmer Associates
Delaware
– -$5.54M -135,399 Closed
Assenagon Asset Management
594
Assenagon Asset Management
Luxembourg
– -$4.12M -100,809 Closed
JAM
595
Jupiter Asset Management
United Kingdom
– -$3.56M -87,150 Closed
LG
596
Leuthold Group
Minnesota
– -$3.22M -78,765 Closed
TI
597
Trexquant Investment
Connecticut
– -$2.4M -58,737 Closed
SC
598
Scotia Capital
Ontario, Canada
– -$2.37M -57,966 Closed
SEC
599
Seven Eight Capital
New York
– -$2.25M -54,900 Closed
CPC
600
Cookson Peirce & Co
Pennsylvania
– -$2M -48,825 Closed
22 23
24
25 26

NDAQ Hedge Fund Activity: Q4 2020 in Review

589 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nasdaq (NDAQ) for Q4 2020, worth a combined $16.5B — up 9.2% from $15.1B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new NDAQ positions and 69 closed out — a net gain of 10 holders — while 204 added to existing stakes and 217 trimmed.

The largest buyer was Vanguard Group, adding an estimated $254M. The largest seller was Massachusetts Financial Services, cutting an estimated $137M.

  • 589 institutional investors held Nasdaq (NDAQ) as of Q4 2020, up from 583 in Q3 2020.
  • Funds reported $16.5B of Nasdaq stock for Q4 2020, up 9.2% quarter-over-quarter.
  • 79 funds opened new Nasdaq positions in Q4 2020 and 69 closed out, a net change of +10 holders.
  • The largest Nasdaq buyer in Q4 2020 was Vanguard Group, an estimated $254M added.
  • The largest Nasdaq seller in Q4 2020 was Massachusetts Financial Services, an estimated $137M sold.

Based on aggregated 13F filings for Q4 2020.