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Nasdaq
NDAQ

589 hedge funds and large institutions have $16.5B invested in Nasdaq in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 204 increasing their positions, 217 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

661% more call options, than puts

Call options by funds: $315M | Put options by funds: $41.4M

14% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 69

9% more capital invested

Capital invested by funds: $15.1B → $16.5B (+$1.39B)

1.21% more ownership

Funds ownership: 224.65% → 225.86% (+1.2%)

1% more funds holding

Funds holding: 583 → 589 (+6)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

6% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 217

Holders
589
Holders Change
+6
Holders Change %
+1.03%
% of All Funds
10.42%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
79
Increased
204
Reduced
217
Closed
69
Calls
$315M
Puts
$41.4M
Net Calls
+$274M
Net Calls Change
+$60.3M

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$254M
2
Franklin Resources
Franklin Resources
California
+$85.8M
3
Capital Research Global Investors
Capital Research Global Investors
California
+$36.4M
4
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$31.7M
5
Morgan Stanley
Morgan Stanley
New York
+$29.5M

Top Sellers

1
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$137M
2
CIM
CCLA Investment Management
United Kingdom
-$68.2M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$60.1M
4
Capital International Investors
Capital International Investors
California
-$60.1M
5
FPP
Findlay Park Partners
United Kingdom
-$45.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
526
AllSquare Wealth Management
New York
$12K – – –
EI
527
Ellevest Inc
New York
$12K +$635 +15 +6%
RPWA
528
Regent Peak Wealth Advisors
Georgia
$12K +$11.3K +267 New
CAL
529
Capital Advisors Ltd
Ohio
$11K – – –
CHC
530
City Holding Co
West Virginia
$11K – – –
HIA
531
Harbor Investment Advisory
Maryland
$11K – – –
TFO
532
Tarbox Family Office
California
$11K – – –
TF
533
Tompkins Financial
New York
$11K +$3.56K +84 +50%
EW
534
Evoke Wealth
California
$10K – – –
CAAS
535
Capital Asset Advisory Services
Michigan
$10K +$9.78K +231 New
SLF
536
Sun Life Financial
Ontario, Canada
$9K -$127 -3 -1%
SL
537
Savior LLC
Massachusetts
$9K – – –
TWM
538
Tradition Wealth Management
Minnesota
$9K +$8.26K +195 New
CCA
539
Childress Capital Advisors
Texas
$9K +$8.76K +207 New
BWA
540
Burt Wealth Advisors
Maryland
$8K – – –
SIS
541
Sound Income Strategies
Florida
$8K – – –
WPA
542
West Paces Advisors
Georgia
$7.96K – – –
AIG
543
American International Group
New York
$7.83K -$143K -3,375 -2%
WAM
544
Wolverine Asset Management
Illinois
$7K -$30K -708 -80%
TFGT
545
TS Financial Group (TSFG)
Illinois
$7K -$635 -15 -8%
ATC
546
Adirondack Trust Company
New York
$7K – – –
CAL
547
Capital Analysts LLC
Pennsylvania
$7K – – –
FMII
548
Farmers & Merchants Investments Inc
Nebraska
$7K – – –
FMP
549
Financial Management Professionals
Texas
$6K – – –
IFAM
550
Institutional & Family Asset Management
Colorado
$6K – – –
20 21
22
23 24

NDAQ Hedge Fund Activity: Q4 2020 in Review

589 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nasdaq (NDAQ) for Q4 2020, worth a combined $16.5B — up 9.2% from $15.1B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new NDAQ positions and 69 closed out — a net gain of 10 holders — while 204 added to existing stakes and 217 trimmed.

The largest buyer was Vanguard Group, adding an estimated $254M. The largest seller was Massachusetts Financial Services, cutting an estimated $137M.

  • 589 institutional investors held Nasdaq (NDAQ) as of Q4 2020, up from 583 in Q3 2020.
  • Funds reported $16.5B of Nasdaq stock for Q4 2020, up 9.2% quarter-over-quarter.
  • 79 funds opened new Nasdaq positions in Q4 2020 and 69 closed out, a net change of +10 holders.
  • The largest Nasdaq buyer in Q4 2020 was Vanguard Group, an estimated $254M added.
  • The largest Nasdaq seller in Q4 2020 was Massachusetts Financial Services, an estimated $137M sold.

Based on aggregated 13F filings for Q4 2020.