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Nasdaq
NDAQ

545 hedge funds and large institutions have $13.5B invested in Nasdaq in 2019 Q4 according to their latest regulatory filings, with 84 funds opening new positions, 189 increasing their positions, 180 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more call options, than puts

Call options by funds: $227M | Put options by funds: $16.2M

105% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 41

9% more capital invested

Capital invested by funds: $12.5B → $13.5B (+$1.08B)

6% more funds holding

Funds holding: 514 → 545 (+31)

2.97% more ownership

Funds ownership: 228.47% → 231.43% (+3%)

5% more repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 180

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
545
Holders Change
+31
Holders Change %
+6.03%
% of All Funds
10.74%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
84
Increased
189
Reduced
180
Closed
41
Calls
$227M
Puts
$16.2M
Net Calls
+$211M
Net Calls Change
+$36.9M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$215M
2
Truist Financial
Truist Financial
North Carolina
+$70.5M
3
Capital World Investors
Capital World Investors
California
+$62.9M
4
HIIFS
Harel Insurance Investments & Financial Services
Israel
+$29.4M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$21.1M

Top Sellers

1
Invesco
Invesco
Georgia
-$112M
2
First Trust Advisors
First Trust Advisors
Illinois
-$45.2M
3
CS
Credit Suisse
Switzerland
-$45M
4
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$37.5M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$24.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
FDCDDQ
451
Federation des caisses Desjardins du Quebec
Quebec, Canada
$64.3K – – –
OIA
452
Optimum Investment Advisors
Illinois
$64K – – –
GEA
453
Glen Eagle Advisors
New Jersey
$64K +$1.53K +45 +3%
Fifth Third Bancorp
454
Fifth Third Bancorp
Ohio
$59K +$9.92K +291 +21%
NO
455
Ninety One
South Africa
$54K – – –
BAMG
456
Brand Asset Management Group
Missouri
$48K – – –
CLOS
457
Compagnie Lombard Odier SCmA
Switzerland
$48K – – –
CFG
458
Citizens Financial Group
Rhode Island
$46K +$44.4K +1,302 New
WT
459
Whittier Trust
California
$38K – – –
S
460
SignatureFD
Georgia
$37K +$920 +27 +3%
AA
461
Ancora Advisors
Ohio
$37K +$35K +1,026 New
GLI
462
Guardian Life Insurance
New York
$36K – – –
CT
463
Caldwell Trust
Florida
$35.1K +$33.5K +984 New
NIM
464
NuWave Investment Management
New Jersey
$35K -$230K -6,756 -87%
VFA
465
Valeo Financial Advisors
Indiana
$35K +$33.4K +981 New
PA
466
Parallel Advisors
California
$32K -$3.68K -108 -11%
TCWM
467
Total Clarity Wealth Management
Illinois
$32K +$30.7K +900 New
PVH
468
Psagot Value Holdings
Israel
$28K +$1.74K +51 +7%
VCP
469
Verus Capital Partners
Arizona
$28K +$26.4K +774 New
GI
470
Gradient Investments
Minnesota
$25K -$307 -9 -1%
LWM
471
Liberty Wealth Management
California
$22K – – –
BCA
472
Berman Capital Advisors
Georgia
$21K – – –
FIB
473
First Interstate Bank
Montana
$20K – – –
WAP
474
Wealthcare Advisory Partners
Pennsylvania
$19K – – –
BAM
475
Bellevue Asset Management
Washington
$18K +$17.2K +504 New
17 18
19
20 21

NDAQ Hedge Fund Activity: Q4 2019 in Review

545 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nasdaq (NDAQ) for Q4 2019, worth a combined $13.5B — up 8.7% from $12.5B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new NDAQ positions and 41 closed out — a net gain of 43 holders — while 189 added to existing stakes and 180 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $215M. The largest seller was Invesco, cutting an estimated $112M.

  • 545 institutional investors held Nasdaq (NDAQ) as of Q4 2019, up from 514 in Q3 2019.
  • Funds reported $13.5B of Nasdaq stock for Q4 2019, up 8.7% quarter-over-quarter.
  • 84 funds opened new Nasdaq positions in Q4 2019 and 41 closed out, a net change of +43 holders.
  • The largest Nasdaq buyer in Q4 2019 was Capital Research Global Investors, an estimated $215M added.
  • The largest Nasdaq seller in Q4 2019 was Invesco, an estimated $112M sold.

Based on aggregated 13F filings for Q4 2019.