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Norwegian Cruise Line
NCLH

115 hedge funds and large institutions have $3.98B invested in Norwegian Cruise Line in 2013 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 51 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

239% more call options, than puts

Call options by funds: $586K | Put options by funds: $173K

185% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 13

122% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 23

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

26% more funds holding

Funds holding: 91 → 115 (+24)

13% more capital invested

Capital invested by funds: $3.51B → $3.98B (+$462M)

Holders
115
Holders Change
+24
Holders Change %
+26.37%
% of All Funds
3.73%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.13%
New
37
Increased
51
Reduced
23
Closed
13
Calls
$586K
Puts
$173K
Net Calls
+$413K
Net Calls Change
+$680K

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$189M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$98.6M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$64.1M
4
FAM
Fred Alger Management
New York
+$57.7M
5
Jennison Associates
Jennison Associates
New York
+$41.3M

Top Sellers

1
AMH
Apollo Management Holdings
New York
-$271M
2
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$90.3M
3
American Century Companies
American Century Companies
Missouri
-$42.5M
4
SCM
Sigma Capital Management
Connecticut
-$27.8M
5
Ameriprise
Ameriprise
Minnesota
-$6.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
101
Prelude Capital Management
New York
$166K +$169K +5,371 New
AAM
102
Advisors Asset Management
Colorado
$129K +$25.3K +804 +24%
U
103
UBS
Switzerland
$86K +$41.4K +1,317 +91%
BJ
104
BlackRock Japan
Japan
$82K -$322K -10,234 -79%
Royal Bank of Canada
105
Royal Bank of Canada
Ontario, Canada
$56K +$7.76K +247 +16%
MLICM
106
Metropolitan Life Insurance Company (MetLife)
New York
$55K -$723 -23 -1%
Public Employees Retirement Association of Colorado
107
Public Employees Retirement Association of Colorado
Colorado
$27K -$346 -11 -1%
AIG
108
American International Group
New York
$26.3K +$5.18K +165 +24%
HI
109
Hudock Inc
Pennsylvania
$4K – – –
LTFS
110
Ladenburg Thalmann Financial Services
Florida
$3K – – –
Northwestern Mutual Wealth Management
111
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.98K +95 New
Bank of Montreal
112
Bank of Montreal
Ontario, Canada
$1K +$1.16K +37 New
Envestnet Asset Management
113
Envestnet Asset Management
Illinois
$1K +$1.45K +46 New
PTC
114
Private Trust Company
Ohio
$1K +$1.45K +46 New
Manulife (Manufacturers Life Insurance)
115
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$174 +$177K +5,633 New
American Century Companies
116
American Century Companies
Missouri
– -$42.5M -1,402,462 Closed
SCM
117
Sigma Capital Management
Connecticut
– -$27.8M -918,120 Closed
MCM
118
Moore Capital Management
New York
– -$4.18M -137,900 Closed
JP Morgan Chase
119
JP Morgan Chase
New York
– -$1.75M -57,873 Closed
California Public Employees Retirement System
120
California Public Employees Retirement System
California
– -$271K -8,942 Closed
Susquehanna International Group
121
Susquehanna International Group
Pennsylvania
– -$243K -7,736 Closed
PP
122
Paloma Partners
Connecticut
– -$206K -6,800 Closed
ST
123
Spot Trading
Illinois
– -$105K -3,450 Closed
Group One Trading
124
Group One Trading
Illinois
– -$66K -2,177 Closed
Barclays
125
Barclays
United Kingdom
– -$59K -1,944 Closed
2 3 4
5
6

NCLH Hedge Fund Activity: Q3 2013 in Review

115 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Norwegian Cruise Line (NCLH) for Q3 2013, worth a combined $3.98B — up 13% from $3.51B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NCLH positions and 13 closed out — a net gain of 24 holders — while 51 added to existing stakes and 23 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $189M. The largest seller was Apollo Management Holdings, cutting an estimated $271M.

  • 115 institutional investors held Norwegian Cruise Line (NCLH) as of Q3 2013, up from 91 in Q2 2013.
  • Funds reported $3.98B of Norwegian Cruise Line stock for Q3 2013, up 13% quarter-over-quarter.
  • 37 funds opened new Norwegian Cruise Line positions in Q3 2013 and 13 closed out, a net change of +24 holders.
  • The largest Norwegian Cruise Line buyer in Q3 2013 was Capital World Investors, an estimated $189M added.
  • The largest Norwegian Cruise Line seller in Q3 2013 was Apollo Management Holdings, an estimated $271M sold.

Based on aggregated 13F filings for Q3 2013.