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NAK

Northern Dynasty Minerals

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$136K +$189K +137,554 +10,581%
Creative Planning
27
Creative Planning
Kansas
$135K -$1.8M -1,307,330 -90%
Morgan Stanley
28
Morgan Stanley
New York
$134K +$113K +82,298 +150%
EA
29
Ellsworth Advisors
Ohio
$93K +$131K +95,197 New
Stifel Financial
30
Stifel Financial
Missouri
$85K -$26.2K -19,050 -18%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$82K +$1.51K +1,096 +1%
DMIC
32
Dixon Mitchell Investment Counsel
British Columbia, Canada
$70.7K +$99.6K +72,500 New
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
33
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$60K
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$56.4K +$68.7K +50,000 +658%
Citigroup
35
Citigroup
New York
$52K +$50.6K +36,800 +223%
SCM
36
Snow Capital Management
Pennsylvania
$49K +$68.7K +50,000 New
S
37
SignatureFD
Georgia
$46K
GI
38
GAMCO Investors
Connecticut
$33K -$57.4K -41,800 -56%
AA
39
Ancora Advisors
Ohio
$33K +$46.9K +34,097 New
SMC
40
Smith, Moore & Co
Missouri
$32K +$4.6K +3,350 +11%
HIS
41
Harvest Investment Services
Illinois
$30K -$205 -149 -0.5%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$30K
Wolverine Trading
43
Wolverine Trading
Illinois
$29K -$17.5K -12,705 -30%
GAM
44
Gotham Asset Management
New York
$27K +$23.7K +17,236 +171%
TRCT
45
Tower Research Capital (TRC)
New York
$26K +$33.8K +24,569 +910%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$25K +$13.7K +10,000 +67%
BWCS
47
Beirne Wealth Consulting Services
Connecticut
$25K +$34.4K +25,000 New
VCM
48
Versant Capital Management
Arizona
$21K
LPL Financial
49
LPL Financial
California
$21K +$10K +7,300 +51%
Cerity Partners
50
Cerity Partners
New York
$21K +$10.9K +7,954 +61%