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NAK

Northern Dynasty Minerals

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$188K +$122K +131,500 New
Deutsche Bank
27
Deutsche Bank
Germany
$171K +$110K +119,309 New
Stifel Financial
28
Stifel Financial
Missouri
$152K +$13K +14,050 +15%
ICM
29
Invenomic Capital Management
Massachusetts
$149K -$538K -581,355 -85%
VWA
30
V Wealth Advisors
Kansas
$139K +$30.5K +33,000 +51%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$118K +$11.7K +12,689 +18%
CWS
32
Cypress Wealth Services
California
$117K +$75.9K +82,000 New
GI
33
GAMCO Investors
Connecticut
$107K +$69.4K +75,000 New
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
34
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$88K
Morgan Stanley
35
Morgan Stanley
New York
$79K +$23.4K +25,293 +85%
ET
36
Equitable Trust
Tennessee
$79K +$50.9K +55,036 New
S
37
SignatureFD
Georgia
$67K
PP
38
Paloma Partners
Connecticut
$65K +$42.1K +45,521 New
Wolverine Trading
39
Wolverine Trading
Illinois
$60K +$38.6K +41,742 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$55K
MFS
41
Mirabella Financial Services
United Kingdom
$50K +$32.3K +34,900 New
HIS
42
Harvest Investment Services
Illinois
$45K +$15.3K +16,549 +110%
Baird Financial Group
43
Baird Financial Group
Wisconsin
$44K
SMC
44
Smith, Moore & Co
Missouri
$43K +$4.95K +5,355 +22%
Jane Street
45
Jane Street
New York
$39K +$25.5K +27,576 New
CC
46
Centiva Capital
New York
$38K +$24.7K +26,661 New
VCM
47
Versant Capital Management
Arizona
$31K
HighTower Advisors
48
HighTower Advisors
Illinois
$29K +$18.8K +20,266 New
DR
49
Davis Rea
Ontario, Canada
$28K
IA
50
IFP Advisors
Florida
$27K -$1.29K -1,399 -7%