|
301
|
|
–
|
-$62K
|
-10,100
|
Closed
|
|
|
302
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$61K
|
-10,000
|
Closed
|
|
|
303
|
Smith, Moore & Co
Clayton,
Missouri
|
–
|
-$61K
|
-10,000
|
Closed
|
|
|
304
|
Texas Yale Capital Corp
St. Petersburg,
Florida
|
–
|
-$61K
|
-10,000
|
Closed
|
|
|
305
|
Point72 Hong Kong
Hong Kong
|
–
|
-$50K
|
-8,174
|
Closed
|
|
|
306
|
Twin Tree Management
Dallas,
Texas
|
–
|
-$9K
|
-1,497
|
Closed
|
|
|
307
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
–
|
-$5K
|
-811
|
Closed
|
|
|
308
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$4K
|
-687
|
Closed
|
|
|
309
|
Alpha Windward
Westwood,
Massachusetts
|
–
|
-$4K
|
-623
|
Closed
|
|
|
310
|
Allworth Financial
Folsom,
California
|
–
|
-$3K
|
-489
|
Closed
|
|
|
311
|
Next Financial Group
Houston,
Texas
|
–
|
-$3K
|
-478
|
Closed
|
|
|
312
|
CSat Investment Advisory
Detroit,
Michigan
|
–
|
-$2K
|
-324
|
Closed
|
|
|
313
|
Private Ocean
San Rafael,
California
|
–
|
-$1K
|
-213
|
Closed
|
|
|
314
|
Royal Fund Management
Lady Lake,
Florida
|
–
|
-$1K
|
-200
|
Closed
|
|
|
315
|
Parkside Financial Bank & Trust
Saint Louis,
Missouri
|
–
|
-$1K
|
-188
|
Closed
|
|
|
316
|
Glenmede Trust
Philadelphia,
Pennsylvania
|
–
|
-$3K
|
-148
|
Closed
|
|
|
317
|
San Francisco Sentry Investment Group
San Francisco,
California
|
–
|
-$1K
|
-111
|
Closed
|
|
|
318
|
American Portfolios Advisors
Holbrook,
New York
|
–
|
-$460
|
-75
|
Closed
|
|
|
319
|
Wealth Quarterback
Toms River,
New Jersey
|
–
|
-$224
|
-37
|
Closed
|
|
|
320
|
Harvest Group Wealth Management
Waltham,
Massachusetts
|
–
|
+$345
|
+30
|
New
|
|
