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PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MHR
126
Matthew Hamilton Rosenberg
$75K – – –
US Bancorp
127
US Bancorp
Minnesota
$69K +$69.2K +1,223 New
BAM
128
Barrett Asset Management
New York
$56K +$56.6K +1,000 New
WTC
129
WhitTier Trust Company
Nevada
$28K – – –
BCWM
130
Bartlett & Co Wealth Management
Ohio
$25.3K – – –
BC
131
Bartlett & Co
Ohio
$25K – – –
CFGS
132
Concourse Financial Group Securities
Alabama
$25K – – –
PCG
133
Private Capital Group
Connecticut
$15K – – –
SCA
134
Stonebridge Capital Advisors
Minnesota
$15K +$14.7K +260 New
SSC
135
Syverson Strege & Co
Iowa
$15K +$15.5K +274 New
SPIA
136
Steward Partners Investment Advisory
New York
$14.3K +$14.4K +255 New
PNC Financial Services Group
137
PNC Financial Services Group
Pennsylvania
$11K -$2.77K -49 -20%
CIAS
138
Capital Investment Advisory Services
North Carolina
$11K – – –
JIR
139
James Investment Research
Ohio
$7K – – –
VFA
140
Values First Advisors
Tennessee
$6K – – –
WAP
141
Wealthcare Advisory Partners
Pennsylvania
$6K +$5.66K +100 New
HFA
142
Hoover Financial Advisors
Pennsylvania
$5K +$2.04K +36 +75%
PI
143
PFS Investments
Georgia
– -$3.33M -58,753 Closed
Cambridge Investment Research Advisors
144
Cambridge Investment Research Advisors
Iowa
– -$618K -10,895 Closed
CCFM
145
Clear Creek Financial Management
Washington
– -$486K -8,574 Closed
BFA
146
Beacon Financial Advisory
Ohio
– -$280K -4,936 Closed
CCM
147
Coldstream Capital Management
Washington
– -$201K -3,547 Closed
ASN
148
Advisory Services Network
Georgia
– -$74K -1,299 Closed
VNA
149
Valley National Advisers
Pennsylvania
– -$7K -123 Closed
FCH
150
Freestone Capital Holdings
Washington
– -$2.16K -38 Closed