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Moderna
MRNA

Name Holding Trade Value Shares
Change 		Change in
Stake
VAFP
1076
Vahanian & Associates Financial Planning
New York
– -$483K -1,901 Closed
AWA
1077
Arete Wealth Advisors
Illinois
– -$447K -1,824 Closed
LOAMS
1078
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$459K -1,809 Closed
SG
1079
Stonnington Group
California
– -$399K -1,800 Closed
PVH
1080
Psagot Value Holdings
Israel
– -$447K -1,760 Closed
AWE
1081
Avidian Wealth Enterprises
Texas
– -$445K -1,751 Closed
KIA
1082
KCM Investment Advisors
California
– -$418K -1,645 Closed
PIA
1083
Perennial Investment Advisors
California
– -$415K -1,635 Closed
GCM
1084
Graham Capital Management
Connecticut
– -$400K -1,577 Closed
BCM
1085
Brookstone Capital Management
Illinois
– -$330K -1,545 Closed
CAG
1086
Crestwood Advisors Group
Massachusetts
– -$384K -1,513 Closed
WAM
1087
Warberg Asset Management
Illinois
– -$381K -1,501 Closed
SCH
1088
Springs Capital (HK)
Hong Kong
– -$381K -1,500 Closed
RFG
1089
Range Financial Group
Oregon
– -$374K -1,471 Closed
FAIM
1090
Financial Advocates Investment Management
Washington
– -$369K -1,452 Closed
FFA
1091
Founders Financial Alliance
North Carolina
– -$367K -1,446 Closed
FA
1092
Fountainhead AM
New Jersey
– -$361K -1,421 Closed
VWM
1093
Vigilare Wealth Management
Arizona
– -$345K -1,360 Closed
MW
1094
Marcum Wealth
Ohio
– -$341K -1,344 Closed
ACM
1095
Alethea Capital Management
Washington
– -$334K -1,317 Closed
GWANC
1096
Guardian Wealth Advisors (North Carolina)
North Carolina
– -$323K -1,270 Closed
RBFC
1097
Roman Butler Fullerton & Co
Missouri
– -$323K -1,270 Closed
MA
1098
Mutual Advisors
Nebraska
– -$322K -1,269 Closed
EPWM
1099
Essex Private Wealth Management
Massachusetts
– -$322K -1,267 Closed
SIG
1100
Sargent Investment Group
Maryland
– -$317K -1,250 Closed
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44
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