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Moderna
MRNA

Name Holding Trade Value Shares
Change 		Change in
Stake
KFS
1026
Kaizen Financial Strategies
California
– -$278K -1,809 Closed
PWPS
1027
Pinnacle Wealth Planning Services
Ohio
– -$267K -1,740 Closed
KCM
1028
KRS Capital Management
Michigan
– -$267K -1,739 Closed
CAM
1029
Cozad Asset Management
Illinois
– -$265K -1,725 Closed
BFM
1030
Boothbay Fund Management
New York
– -$263K -1,713 Closed
NP
1031
NorthRock Partners
Minnesota
– -$258K -1,681 Closed
KF
1032
Krilogy Financial
Missouri
– -$257K -1,671 Closed
GAG
1033
GM Advisory Group
New York
– -$250K -1,631 Closed
CI
1034
Conning Inc
Connecticut
– -$249K -1,619 Closed
ACI
1035
Alpha Cubed Investments
California
– -$243K -1,579 Closed
TFA
1036
Triad Financial Advisors
North Carolina
– -$237K -1,541 Closed
B
1037
Bellecapital
Switzerland
– -$237K -1,540 Closed
LWM
1038
Laidlaw Wealth Management
New York
– -$235K -1,533 Closed
HFG
1039
Heron Financial Group
New York
– -$235K -1,528 Closed
PWP
1040
Perfromance Wealth Partners
Illinois
– -$232K -1,509 Closed
VT
1041
Vise Technologies
New York
– -$228K -1,486 Closed
AIP
1042
Almanack Investment Partners
Pennsylvania
– -$227K -1,480 Closed
RJT
1043
Raymond James Trust
Florida
– -$228K -1,480 Closed
SSWM
1044
Sheets Smith Wealth Management
North Carolina
– -$227K -1,479 Closed
CDH
1045
Charles D. Hyman
– -$227K -1,475 Closed
JIC
1046
Joel Isaacson & Co
New York
– -$227K -1,475 Closed
H
1047
HoyleCohen
California
– -$226K -1,474 Closed
RIA
1048
Realta Investment Advisors
Delaware
– -$222K -1,447 Closed
NCM
1049
NCM Capital Management
New Jersey
– -$221K -1,437 Closed
WA
1050
Wealth Alliance
New York
– -$220K -1,432 Closed
40 41
42
43 44