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Moderna
MRNA

Name Holding Trade Value Shares
Change 		Change in
Stake
I
1001
InceptionR
California
– -$516K -3,362 Closed
OAM
1002
Oppenheimer Asset Management
New York
– -$511K -3,330 Closed
GLA
1003
Great Lakes Advisors
Illinois
– -$481K -3,129 Closed
AIA
1004
Affinity Investment Advisors
California
– -$468K -3,049 Closed
HBCM
1005
Heron Bay Capital Management
Michigan
– -$444K -2,893 Closed
TCM
1006
Teza Capital Management
Illinois
– -$444K -2,888 Closed
MYLI
1007
Meiji Yasuda Life Insurance
Japan
– -$441K -2,871 Closed
AG
1008
Ascent Group
Virginia
– -$411K -2,679 Closed
CANY
1009
Caxton Associates (New York)
New York
– -$399K -2,600 Closed
PVI
1010
Pine Valley Investments
New Jersey
– -$244K -2,521 Closed
DT
1011
Diversified Trust
Tennessee
– -$360K -2,343 Closed
MHS
1012
M Holdings Securities
Oregon
– -$354K -2,303 Closed
CI
1013
CX Institutional
Indiana
– -$352K -2,234 Closed
SW
1014
SVB Wealth
Massachusetts
– -$343K -2,233 Closed
SC
1015
SRB Corp
Massachusetts
– -$340K -2,216 Closed
SWRP
1016
Summit Wealth & Retirement Planning
California
– -$325K -2,118 Closed
WPC
1017
Wedmont Private Capital
Pennsylvania
– -$334K -2,087 Closed
BJL
1018
Brighton Jones LLC
Washington
– -$314K -2,042 Closed
APP
1019
Avantax Planning Partners
Iowa
– -$313K -2,040 Closed
LOAMS
1020
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$310K -2,016 Closed
DA
1021
Detalus Advisors
Missouri
– -$307K -2,000 Closed
HCM
1022
Harvey Capital Management
Florida
– -$307K -2,000 Closed
CIC
1023
Carnegie Investment Counsel
Ohio
– -$306K -1,990 Closed
PF
1024
Phoenix Financial
Israel
– -$277K -1,895 Closed
RCM
1025
RB Capital Management
Nevada
– -$288K -1,872 Closed
39 40
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