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Moderna
MRNA

Name Holding Trade Value Shares
Change 		Change in
Stake
TFA
976
Triad Financial Advisors
North Carolina
– -$217K -1,521 Closed
CAM
977
Carret Asset Management
New York
– -$214K -1,500 Closed
HFG
978
Heron Financial Group
New York
– -$213K -1,490 Closed
ACI
979
Alpha Cubed Investments
California
– -$212K -1,485 Closed
SSWM
980
Sheets Smith Wealth Management
North Carolina
– -$211K -1,479 Closed
CDH
981
Charles D. Hyman
– -$211K -1,475 Closed
CI
982
CPR Investments
Michigan
– -$211K -1,475 Closed
H
983
HoyleCohen
California
– -$211K -1,474 Closed
HIMC
984
Heritage Investors Management Corp
Maryland
– -$210K -1,473 Closed
CW
985
CreativeOne Wealth
Kansas
– -$209K -1,463 Closed
LPT
986
Legacy Private Trust
Wisconsin
– -$208K -1,459 Closed
IGWM
987
ICA Group Wealth Management
Colorado
– -$210K -1,434 Closed
LFAS
988
Level Four Advisory Services
Texas
– -$204K -1,425 Closed
P
989
Pitcairn
Pennsylvania
– -$202K -1,412 Closed
AA
990
Altman Advisors
Illinois
– -$225K -1,400 Closed
SG
991
Stonnington Group
California
– -$231K -1,340 Closed
AW
992
ACG Wealth
Georgia
– -$156K -1,089 Closed
PFGIA
993
Patriot Financial Group Insurance Agency
Massachusetts
– -$139K -973 Closed
CSPIA
994
Cary Street Partners Investment Advisory
Virginia
– -$131K -914 Closed
Q
995
QVR
California
– -$119K -830 Closed
PFPT
996
Pinnacle Financial Partners (Tennessee)
Tennessee
– -$118K -826 Closed
SIAP
997
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$111K -775 Closed
ICM
998
Islay Capital Management
Texas
– -$92K -643 Closed
JPLA
999
Joseph P. Lucia & Associates
New York
– -$85K -598 Closed
AC
1000
Avestar Capital
New York
– -$44K -307 Closed
38 39
40
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