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Moderna
MRNA

Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
901
Raymond James Trust
Florida
– -$308K -2,590 Closed
PWM
902
Perigon Wealth Management
California
– -$305K -2,570 Closed
RIA
903
Regal Investment Advisors
Michigan
– -$301K -2,537 Closed
PWP
904
Principle Wealth Partners
Connecticut
– -$297K -2,501 Closed
SMH
905
Sanders Morris Harris
Texas
– -$297K -2,500 Closed
AC
906
Avestar Capital
New York
– -$296K -2,495 Closed
PCMC
907
Private Capital Management (Colorado)
Colorado
– -$295K -2,488 Closed
AIM
908
Aigen Investment Management
New York
– -$293K -2,470 Closed
SBIA
909
Sheaff Brock Investment Advisors
Indiana
– -$293K -2,468 Closed
JJBC
910
James J. Burns & Company
New York
– -$288K -2,425 Closed
CIA
911
Concurrent Investment Advisors
Florida
– -$287K -2,413 Closed
VWA
912
Visionary Wealth Advisors
Illinois
– -$286K -2,407 Closed
HA
913
Herold Advisors
New York
– -$286K -2,405 Closed
PPWP
914
Premier Path Wealth Partners
New Jersey
– -$283K -2,380 Closed
CGL
915
Clarius Group LLC
Washington
– -$279K -2,347 Closed
SC
916
Savant Capital
Illinois
– -$278K -2,338 Closed
AWM
917
Aberdeen Wealth Management
Illinois
– -$275K -2,315 Closed
EFG
918
Everhart Financial Group
Ohio
– -$274K -2,309 Closed
EI
919
Ellevest Inc
New York
– -$272K -2,293 Closed
JWCA
920
J.W. Cole Advisors
Florida
– -$269K -2,261 Closed
JWM
921
Jeppson Wealth Management
California
– -$267K -2,248 Closed
PTC
922
Philadelphia Trust Company
Pennsylvania
– -$259K -2,180 Closed
SB
923
Strategic Blueprint
Georgia
– -$258K -2,175 Closed
MFG
924
Merit Financial Group
Georgia
– -$256K -2,154 Closed
CI
925
Conning Inc
Connecticut
– -$252K -2,121 Closed
35 36
37
38 39