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Moderna

Name Holding Trade Value Shares
Change
Change in
Stake
CG
701
Caprock Group
Idaho
– -$334K -13,884 Closed
BFM
702
Boothbay Fund Management
New York
– -$368K -13,542 Closed
PCM
703
Polymer Capital Management
New York
– -$344K -13,311 Closed
LA
704
LM Advisors
California
– -$343K -13,274 Closed
Kovitz Investment Group Partners
705
Kovitz Investment Group Partners
Illinois
– -$312K -12,080 Closed
OCBCO
706
Oversea-Chinese Banking Corp (OCBC)
Singapore
– -$296K -12,069 Closed
Mariner
707
Mariner
Kansas
– -$270K -10,456 Closed
HI
708
Humankind Investments
New York
– -$251K -9,704 Closed
CCM
709
Cohen Capital Management
California
– -$234K -9,072 Closed
AWM
710
Arista Wealth Management
Nevada
– -$232K -9,000 Closed
PAP
711
Persistent Asset Partners
Hong Kong
– -$118K -4,583 Closed
CI Investments Inc
712
CI Investments Inc
Ontario, Canada
– -$80K -3,090 Closed
PS
713
Principal Securities
Iowa
– -$68.3K -2,643 Closed
ECM
714
EMC Capital Management
Texas
– -$65K -2,500 Closed
CIAM
715
Caitong International Asset Management
Hong Kong
– -$45.6K -1,766 Closed
PPA
716
Pilgrim Partners Asia
Singapore
– -$42.9K -1,660 Closed
UOTTAIMCU
717
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
– -$19.8K -768 Closed
CWM
718
Crowley Wealth Management
Delaware
– -$18.1K -700 Closed
TIM
719
Tortoise Investment Management
New York
– -$15.6K -602 Closed
SC
720
Stance Capital
Massachusetts
– -$14.7K -569 Closed
Skandinaviska Enskilda Banken (SEB)
721
Skandinaviska Enskilda Banken (SEB)
Sweden
– -$13.3K -517 Closed
RA
722
Rise Advisors
New York
– -$9.76K -378 Closed
AAS
723
Ameritas Advisory Services
Nebraska
– -$9.69K -375 Closed
FIA
724
FNY Investment Advisers
New York
– -$8K -341 Closed
AT
725
Avalon Trust
New Mexico
– -$8.11K -314 Closed