|
101
|
TS Financial Group (TSFG)
Lake Forest,
Illinois
|
$5K
|
–
|
–
|
–
|
|
|
102
|
Huntington National Bank
Columbus,
Ohio
|
$4K
|
–
|
–
|
–
|
|
|
103
|
SOA Wealth Advisors
New York
|
$3K
|
–
|
–
|
–
|
|
|
104
|
FinTrust Capital Advisors
Greenville,
South Carolina
|
$2K
|
–
|
–
|
–
|
|
|
105
|
Northern Trust
Chicago,
Illinois
|
$2K
|
–
|
–
|
–
|
|
|
106
|
Mascoma Wealth Management
Hanover,
New Hampshire
|
$1K
|
–
|
–
|
–
|
|
|
107
|
Horizon Kinetics Asset Management
New York
|
–
|
-$363K
|
-31,715
|
Closed
|
|
|
108
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$255K
|
-20,107
|
Closed
|
|
|
109
|
Ackerman Capital Advisors
Dallas,
Texas
|
–
|
-$254K
|
-20,046
|
Closed
|
|
|
110
|
Atticus Wealth Management
Palm Beach Gardens,
Florida
|
–
|
-$232K
|
-18,300
|
Closed
|
|
|
111
|
Kestra Advisory Services
Austin,
Texas
|
–
|
-$134K
|
-10,592
|
Closed
|
|
|
112
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$128K
|
-10,000
|
Closed
|
|
|
113
|
Geneos Wealth Management
Englewood,
Colorado
|
–
|
-$96K
|
-7,486
|
Closed
|
|
|
114
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$48K
|
-3,753
|
Closed
|
|
|
115
|
ACG Wealth
Atlanta,
Georgia
|
–
|
-$32K
|
-2,543
|
Closed
|
|
|
116
|
Vectors Research Management
New York
|
–
|
-$20K
|
-1,576
|
Closed
|
|
|
117
|
Ahrens Investment Partners
Lafayette,
Louisiana
|
–
|
-$19K
|
-1,500
|
Closed
|
|
|
118
|
Oakworth Capital
Birmingham,
Alabama
|
–
|
-$19K
|
-1,497
|
Closed
|
|
|
119
|
Charter Oak Capital Management
Portsmouth,
New Hampshire
|
–
|
-$5K
|
-374
|
Closed
|
|
|
120
|
Venture Visionary Partners
Sylvania,
Ohio
|
–
|
-$4.75K
|
-374
|
Closed
|
|
|
121
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$13
|
+1
|
New
|
|
