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The Mosaic Company

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
626
Creative Planning
Kansas
– -$254K -8,028 Closed
SC
627
Scotia Capital
Ontario, Canada
– -$245K -7,747 Closed
APP
628
Alpha Paradigm Partners
Illinois
– -$198K -6,260 Closed
CIP
629
Convergence Investment Partners
Florida
– -$190K -6,019 Closed
RA
630
Rational Advisors
New York
– -$165K -5,222 Closed
RWM
631
RBA Wealth Management
California
– -$152K -4,805 Closed
IAIM
632
International Assets Investment Management
Florida
– -$110K -4,792 Closed
LFG
633
Larson Financial Group
Missouri
– -$39K -1,239 Closed
HWA
634
Heritage Wealth Advisors
Virginia
– -$23.7K -750 Closed
Loomis, Sayles & Company
635
Loomis, Sayles & Company
Massachusetts
– -$16K -520 Closed
WAP
636
Wealthcare Advisory Partners
Pennsylvania
– -$16K -500 Closed
HIM
637
Hillsdale Investment Management
Ontario, Canada
– -$9K -300 Closed
SLF
638
Sun Life Financial
Ontario, Canada
– -$6K -204 Closed
SFS
639
Sowell Financial Services
Arkansas
– -$6K -172 Closed
CAM
640
ClariVest Asset Management
California
– -$2K -71 Closed
CAL
641
Capital Analysts LLC
Pennsylvania
– -$1K -40 Closed
CWP
642
Concord Wealth Partners
Virginia
– -$1K -20 Closed
AF
643
Allworth Financial
California
– -$407 -12 -67%
LWM
644
Liberty Wealth Management
California
– +$68 +2 New
CFA
645
Carroll Financial Associates
North Carolina
– +$814 +24 New