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The Mosaic Company
MOS

Name Holding Trade Value Shares
Change 		Change in
Stake
MTIM
576
Marathon Trading Investment Management
Pennsylvania
– -$749K -15,200 Closed
CIM
577
CenturyLink Investment Management
Colorado
– -$726K -14,527 Closed
ACM
578
Avalon Capital Management
California
– -$693K -13,870 Closed
CCMU
579
Cheyne Capital Management (UK)
United Kingdom
– -$625K -12,500 Closed
FNYS
580
First New York Securities
New York
– -$525K -10,500 Closed
IIM
581
Intact Investment Management
Quebec, Canada
– -$515K -10,300 Closed
SCM
582
Saba Capital Management
New York
– -$500K -10,000 Closed
PP
583
Paloma Partners
Connecticut
– -$459K -9,182 Closed
CNB
584
City National Bank
Delaware
– -$413K -8,254 Closed
AGM
585
Alpine Global Management
New York
– -$314K -6,270 Closed
YP
586
Yellowstone Partners
Idaho
– -$299K -5,981 Closed
PAG
587
Private Advisor Group
New Jersey
– -$294K -5,871 Closed
QBFM
588
QS Batterymarch Financial Management
New York
– -$279K -5,576 Closed
AA
589
Ancora Advisors
Ohio
– -$266K -5,325 Closed
QIM
590
Quantitative Investment Management
Virginia
– -$240K -4,800 Closed
DVM
591
Dreman Value Management
Florida
– -$237K -4,735 Closed
RFC
592
Regions Financial Corp
Alabama
– -$224K -4,484 Closed
ICAS
593
Investors Capital Advisory Services
Massachusetts
– -$201K -4,027 Closed
FMA
594
FNY Managed Accounts
New York
– -$73.9K -1,500 Closed
AR
595
Advisory Research
Illinois
– -$71K -1,414 Closed
SCG
596
Strategic Capital Group
Washington
– -$54K -1,072 Closed
FM
597
Forward Management
California
– -$30K -600 Closed
AW
598
Alpha Windward
Massachusetts
– -$26K -510 Closed
HI
599
Hudock Inc
Pennsylvania
– -$18K -352 Closed
CG
600
Colony Group
Massachusetts
– -$8K -150 Closed
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