|
1101
|
Essex Financial Services
Essex,
Connecticut
|
–
|
-$203K
|
-1,740
|
Closed
|
|
|
1102
|
Forvis Mazars Wealth Advisors
Springfield,
Missouri
|
–
|
-$201K
|
-1,719
|
Closed
|
|
|
1103
|
Summit Trail Advisors
New York
|
–
|
-$207K
|
-1,711
|
Closed
|
|
|
1104
|
Rossmore Private Capital
Glastonbury,
Connecticut
|
–
|
-$124K
|
-1,063
|
Closed
|
|
|
1105
|
Riverhead Capital Management
Wilmington,
Delaware
|
–
|
-$96K
|
-820
|
Closed
|
|
|
1106
|
Credential Securities
Vancouver,
|
–
|
-$69.6K
|
-596
|
Closed
|
|
|
1107
|
Woodard & Company Asset Management Group
Bermuda Run,
North Carolina
|
–
|
-$66K
|
-561
|
Closed
|
|
|
1108
|
Salem Investment Counselors
Winston Salem,
North Carolina
|
–
|
-$64K
|
-550
|
Closed
|
|
|
1109
|
Santori & Peters Inc
Canonsburg,
Pennsylvania
|
–
|
-$50K
|
-424
|
Closed
|
|
|
1110
|
Icon Wealth Partners
Houston,
Texas
|
–
|
-$38K
|
-329
|
Closed
|
|
|
1111
|
Stephens Investment Management Group
Houston,
Texas
|
–
|
-$32K
|
-270
|
Closed
|
|
|
1112
|
Blume Capital Management
Berkeley,
California
|
–
|
-$27K
|
-230
|
Closed
|
|
|
1113
|
Kiley Juergens Wealth Management
Olympia,
Washington
|
–
|
-$26K
|
-227
|
Closed
|
|
|
1114
|
Grove Bank & Trust
Miami,
Florida
|
–
|
-$24K
|
-203
|
Closed
|
|
|
1115
|
Winfield Associates
Cleveland,
Ohio
|
–
|
-$21K
|
-167
|
Closed
|
|
|
1116
|
Private Ocean
San Rafael,
California
|
–
|
-$19K
|
-159
|
Closed
|
|
|
1117
|
Balentine LLC
Atlanta,
Georgia
|
–
|
-$18K
|
-158
|
Closed
|
|
|
1118
|
Providence Capital Advisors
Charlotte,
North Carolina
|
–
|
-$14K
|
-118
|
Closed
|
|
|
1119
|
Financial Engines Advisors
Santa Clara,
California
|
–
|
-$13K
|
-109
|
Closed
|
|
|
1120
|
Bell Rock Capital
Rehoboth Beach,
Delaware
|
–
|
-$9K
|
-55
|
Closed
|
|
|
1121
|
Goodman Financial
Houston,
Texas
|
–
|
-$5K
|
-45
|
Closed
|
|
|
1122
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
–
|
-$5K
|
-41
|
Closed
|
|
|
1123
|
JFS Wealth Advisors
Hermitage,
Pennsylvania
|
–
|
-$5K
|
-40
|
Closed
|
|
|
1124
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$4K
|
-31
|
Closed
|
|
|
1125
|
Moisand Fitzgerald Tamayo
Orlando,
Florida
|
–
|
-$3K
|
-24
|
Closed
|
|