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Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
101
Rockefeller Capital Management
New York
$181K +$79.5K +2,500 +77%
Osaic Holdings
102
Osaic Holdings
Arizona
$143K +$104K +3,258 +254%
Deutsche Bank
103
Deutsche Bank
Germany
$104K +$105K +3,290 New
UBS Group
104
UBS Group
Switzerland
$80K +$80.6K +2,536 +84,533%
VSI
105
Verde Servicos Internacionais
Brazil
$63K +$63.6K +2,000 New
SFS
106
Sowell Financial Services
Arkansas
$57K +$72.9K +2,292 New
US Bancorp
107
US Bancorp
Minnesota
$48K -$82.4K -2,591 -63%
Wells Fargo
108
Wells Fargo
California
$47K +$37.4K +1,175 +372%
Simplex Trading
109
Simplex Trading
Illinois
$30K +$30.4K +955 New
WP
110
WealthShield Partners
North Carolina
$28K +$28K +881 New
SPIA
111
Steward Partners Investment Advisory
New York
$27.8K -$223K -7,005 -89%
RE
112
RBC Europe
United Kingdom
$11.8K
JP Morgan Chase
113
JP Morgan Chase
New York
$9K +$8.68K +273 New
OSAM
114
O'Shaughnessy Asset Management
Connecticut
$6K +$5.75K +181 New
DWA
115
Dorsey Wright & Associates
California
$4.51K +$4.54M +142,955 New
TRCT
116
Tower Research Capital (TRC)
New York
$4K -$43.5K -1,367 -91%
Royal Bank of Canada
117
Royal Bank of Canada
Ontario, Canada
$3K -$12.9K -407 -80%
TJHA
118
Thomas J. Herzfeld Advisors
Florida
$2K +$1.65K +52 New
AWA
119
Arkadios Wealth Advisors
Georgia
$2K +$2.29K +72 New
IA
120
IFP Advisors
Florida
$1K +$795 +25 New
Nuveen
121
Nuveen
North Carolina
-$45M -1,523,576 Closed
SR
122
Sloane Robinson
United Kingdom
-$8.86M -300,100 Closed
NSRI
123
New Silk Road Investment
Singapore
-$7.93M -268,471 Closed
B
124
Bellecapital
Switzerland
-$7.29M -246,992 Closed
WBC
125
Westpac Banking Corp
Australia
-$3.05M -103,330 Closed