MMU

Western Asset Managed Municipals Fund
MMU

Overview Fund Activity

46 hedge funds and large institutions have $55.4M invested in Western Asset Managed Municipals Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$31.5M
2
SG Americas Securities
2
SG Americas Securities
New York
$331K
3
SAM
3
SignalPoint Asset Management
Missouri
$157K
4
KFS
4
KMS Financial Services
Washington
$122K
5
Citigroup
5
Citigroup
New York
$197K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
U
2
UBS
Switzerland
$1.36M
3
GC
3
Guggenheim Capital
Illinois
$3.51M
4
AAM
4
Advisors Asset Management
Colorado
$1.51M
5
Invesco
5
Invesco
Georgia
$2.64M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
26
SignalPoint Asset Management
Missouri
$157K +$157K +12,843 New
CB
27
Commerce Bank
Missouri
$142K -$9.14K -747 -6%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$140K -$12 -1 -0%
BA
29
Bridgewater Advisors
New York
$126K +$126K +10,300 New
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$122K – – –
KFS
31
KMS Financial Services
Washington
$122K +$122K +10,007 New
EFSCE
32
Enterprise Financial Services Corp (EFSC)
Missouri
$120K – – –
Bank of America
33
Bank of America
North Carolina
$117K -$87.5K -7,150 -43%
EWM
34
Elite Wealth Management
Washington
$71K – – –
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$65K – – –
PSI
36
Pinnacle Summer Investments
Virginia
$31K +$31K +2,560 New
TRCT
37
Tower Research Capital (TRC)
New York
$29K +$18K +1,490 +163%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$27K +$432 +35 +2%
Deutsche Bank
39
Deutsche Bank
Germany
$26K – – –
WEC
40
Winslow Evans & Crocker
Massachusetts
$13K +$13K +1,050 New
WCM
41
Windsor Capital Management
Arizona
$11K +$173 +14 +2%
CTC
42
Central Trust Company
Missouri
$9K – – –
Creative Planning
43
Creative Planning
Kansas
$7K +$4.44K +360 +174%
Northern Trust
44
Northern Trust
Illinois
$5K +$2.78K +26,926 +125%
OFG
45
OTA Financial Group
New York
$636 +$636 +52,091 New
ECM
46
Estabrook Capital Management
New York
$49 – – –
RCM
47
Rivernorth Capital Management
Florida
– -$886K -71,707 Closed
VKH
48
Virtu KCG Holdings
New York
– -$157K -12,740 Closed
PP
49
Paloma Partners
Connecticut
– -$143K -11,600 Closed
Ameriprise
50
Ameriprise
Minnesota
– -$107K -8,660 Closed
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2
3