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1,436 hedge funds and large institutions have $62.2B invested in 3M in 2014 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 475 increasing their positions, 640 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 42

1% more funds holding

Funds holding: 1,4261,436 (+10)

4% less capital invested

Capital invested by funds: $64.5B → $62.2B (-$2.34B)

1.2% less ownership

Funds ownership: 82.27%81.07% (-1.2%)

7% less funds holding in top 10

Funds holding in top 10: 10799 (-8)

26% less repeat investments, than reductions

Existing positions increased: 475 | Existing positions reduced: 640

34% less call options, than puts

Call options by funds: $685M | Put options by funds: $1.04B

Holders
1,436
Holders Change
+10
Holders Change %
+0.7%
% of All Funds
41.65%
Holding in Top 10
99
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-7.48%
% of All Funds
2.87%
New
65
Increased
475
Reduced
640
Closed
42
Calls
$685M
Puts
$1.04B
Net Calls
-$355M
Net Calls Change
-$147M
Name Holding Trade Value Shares
Change
Change in
Stake
LFR
1401
Lehman Financial Resources
Pennsylvania
$28K
Group One Trading
1402
Group One Trading
Illinois
$28K +$28.7K +239 New
JAM
1403
JCIC Asset Management
Ontario, Canada
$27K
NYLT
1404
New York Life Trust
New York
$26K +$9.14K +76 +53%
PFG
1405
Piershale Financial Group
Illinois
$22K +$120 +1 +0.6%
GI
1406
Gradient Investments
Minnesota
$20K
AA
1407
AlphaMark Advisors
Kentucky
$19K
HIM
1408
Hillsdale Investment Management
Ontario, Canada
$18K
SAC
1409
Smith Affiliated Capital
New York
$17.7K
S
1410
SignatureFD
Georgia
$17K
LWM
1411
LBA Wealth Management
Florida
$17K +$361 +3 +2%
WCM
1412
Wealthcare Capital Management
Virginia
$16K +$16.1K +134 New
IPC
1413
Independent Portfolio Consultants
Florida
$15K -$56.3K -468 -79%
UB
1414
UMB Bank
Missouri
$14.4K +$181K +1,505 +1%
GXMC
1415
Global X Management Company
New York
$14K -$10.2K -85 -42%
CP
1416
Corbenic Partners
Pennsylvania
$14K
FMB
1417
Field & Main Bank
Kentucky
$14K +$14.4K +120 New
CL
1418
CFS LLC
Oklahoma
$12K -$719K -5,980 -98%
ST
1419
Spot Trading
Illinois
$10K -$182K -1,513 -95%
HCM
1420
Horrell Capital Management
Arkansas
$10K -$7.21K -60 -42%
ECM
1421
Exchange Capital Management
Michigan
$10K
TDC
1422
Thompson Davis & Co
Virginia
$8K
FAM
1423
Fred Alger Management
New York
$7K -$3.85K -32 -35%
NMIS
1424
Northwestern Mutual Investment Services
Wisconsin
$7K +$7.21K +60 New
RAM
1425
Riggs Asset Management
Pennsylvania
$7K +$7.21K +60 New

MMM Hedge Fund Activity: Q3 2014 in Review

1,436 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in 3M (MMM) for Q3 2014, worth a combined $62.2B — down 3.6% from $64.5B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new MMM positions and 42 closed out — a net gain of 23 holders — while 475 added to existing stakes and 640 trimmed.

The largest buyer was Vanguard Group, adding an estimated $175M. The largest seller was Norges Bank, cutting an estimated $671M.

  • 1,436 institutional investors held 3M (MMM) as of Q3 2014, up from 1,426 in Q2 2014.
  • Funds reported $62.2B of 3M stock for Q3 2014, down 3.6% quarter-over-quarter.
  • 65 funds opened new 3M positions in Q3 2014 and 42 closed out, a net change of +23 holders.
  • The largest 3M buyer in Q3 2014 was Vanguard Group, an estimated $175M added.
  • The largest 3M seller in Q3 2014 was Norges Bank, an estimated $671M sold.

Based on aggregated 13F filings for Q3 2014.