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1,315 hedge funds and large institutions have $56B invested in 3M in 2013 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 441 increasing their positions, 584 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 61

12% more funds holding in top 10

Funds holding in top 10: 106119 (+13)

7% more capital invested

Capital invested by funds: $52.6B → $56B (+$3.45B)

0% less funds holding

Funds holding: 1,3171,315 (-2)

1.08% less ownership

Funds ownership: 83.06%81.98% (-1.1%)

21% less call options, than puts

Call options by funds: $558M | Put options by funds: $704M

24% less repeat investments, than reductions

Existing positions increased: 441 | Existing positions reduced: 584

Holders
1,315
Holders Change
-2
Holders Change %
-0.15%
% of All Funds
42.63%
Holding in Top 10
119
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+12.26%
% of All Funds
3.86%
New
71
Increased
441
Reduced
584
Closed
61
Calls
$558M
Puts
$704M
Net Calls
-$145M
Net Calls Change
-$123M
Name Holding Trade Value Shares
Change
Change in
Stake
DDPIC
1226
Deroy & Devereaux Private Investment Counsel
Michigan
$227K
BRWA
1227
B. Riley Wealth Advisors
Florida
$227K +$34.9K +359 +19%
Westfield Capital Management
1228
Westfield Capital Management
Massachusetts
$226K
NAM
1229
NTV Asset Management
West Virginia
$223K
QIM
1230
Quest Investment Management
Oregon
$223K +$218K +2,237 New
AW
1231
Alpha Windward
Massachusetts
$222K +$3.11K +32 +1%
OWP
1232
Obermeyer Wealth Partners
Colorado
$219K
FTI
1233
Fiduciary Trust International
Massachusetts
$217K +$211K +2,174 New
MFBTD
1234
MB Financial Bank - Trust Department
Illinois
$216K -$165K -1,692 -44%
ZCA
1235
Zeke Capital Advisors
Pennsylvania
$215K -$58.1K -598 -22%
CM
1236
Capital Management
Virginia
$215K +$210K +2,155 New
LC
1237
Lilley & Co
Michigan
$213K -$29.1K -299 -12%
AHS
1238
Aspiriant Holdings S3
California
$213K +$207K +2,129 New
BIM
1239
Barton Investment Management
Pennsylvania
$213K +$207K +2,129 New
PGAM
1240
Platinum Grove Asset Management
New York
$209K +$204K +2,093 New
AT
1241
Arvest Trust
Oklahoma
$206K +$201K +2,063 New
PAS
1242
Partnervest Advisory Services
California
$205K +$108K +1,114 +118%
MCM
1243
Marathon Capital Management
Maryland
$204K -$46.6K -479 -19%
EIM
1244
Essex Investment Management
Massachusetts
$204K +$199K +2,046 New
AIM
1245
Aspen Investment Management
Michigan
$203K +$198K +2,033 New
KL
1246
Kinsight LLC
Alabama
$202K +$197K +2,021 New
FWM
1247
Focused Wealth Management
New York
$201K +$195K +2,008 New
MCM
1248
Munder Capital Management
Michigan
$191K
TRCT
1249
Tower Research Capital (TRC)
New York
$189K -$59.9K -616 -25%
Carson Wealth (CWM LLC)
1250
Carson Wealth (CWM LLC)
Nebraska
$187K +$182K +1,873 New

MMM Hedge Fund Activity: Q3 2013 in Review

1,315 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in 3M (MMM) for Q3 2013, worth a combined $56B — up 6.6% from $52.6B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new MMM positions and 61 closed out — a net gain of 10 holders — while 441 added to existing stakes and 584 trimmed.

The largest buyer was TIAA CREF Investment Management, adding an estimated $183M. The largest seller was Longview Partners, exiting entirely with an estimated $452M sold.

  • 1,315 institutional investors held 3M (MMM) as of Q3 2013, down from 1,317 in Q2 2013.
  • Funds reported $56B of 3M stock for Q3 2013, up 6.6% quarter-over-quarter.
  • 71 funds opened new 3M positions in Q3 2013 and 61 closed out, a net change of +10 holders.
  • The largest 3M buyer in Q3 2013 was TIAA CREF Investment Management, an estimated $183M added.
  • The largest 3M seller in Q3 2013 was Longview Partners, an estimated $452M sold.

Based on aggregated 13F filings for Q3 2013.