|
101
|
Northern Trust
Chicago,
Illinois
|
–
|
-$314K
|
-13,036
|
Closed
|
|
|
102
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$305K
|
-12,676
|
Closed
|
|
|
103
|
Permanens Capital
New York
|
–
|
-$259K
|
-10,776
|
Closed
|
|
|
104
|
IberiaBank
Lafayette,
Louisiana
|
–
|
-$234K
|
-9,746
|
Closed
|
|
|
105
|
Genovese Burford & Brothers Wealth & Retirement Plan Management
Sacramento,
California
|
–
|
-$231K
|
-9,600
|
Closed
|
|
|
106
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$217K
|
-8,996
|
Closed
|
|
|
107
|
AdvicePeriod
Los Angeles,
California
|
–
|
-$214K
|
-8,890
|
Closed
|
|
|
108
|
Fort Point Capital Partners
San Francisco,
California
|
–
|
-$209K
|
-8,675
|
Closed
|
|
|
109
|
Retirement Income Solutions
Ann Arbor,
Michigan
|
–
|
-$208K
|
-8,629
|
Closed
|
|
|
110
|
Stelac Advisory Services
New York
|
–
|
-$178K
|
-7,390
|
Closed
|
|
|
111
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$83K
|
-3,439
|
Closed
|
|
|
112
|
Tortoise Capital Advisors
Overland Park,
Kansas
|
–
|
-$77K
|
-3,202
|
Closed
|
|
|
113
|
Heritage Wealth Advisors
Richmond,
Virginia
|
–
|
-$46K
|
-1,925
|
Closed
|
|
|
114
|
Destination Wealth Management
Walnut Creek,
California
|
–
|
-$38K
|
-1,574
|
Closed
|
|
|
115
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
–
|
-$27K
|
-1,132
|
Closed
|
|
|
116
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$25K
|
-1,052
|
Closed
|
|
|
117
|
Glassman Wealth Services
Vienna,
Virginia
|
–
|
-$21K
|
-862
|
Closed
|
|
|
118
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$4K
|
-151
|
Closed
|
|
|
119
|
|
–
|
-$2K
|
-100
|
Closed
|
|
|
120
|
Kiley Juergens Wealth Management
Olympia,
Washington
|
–
|
-$1K
|
-42
|
Closed
|
|
|
121
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$22
|
+1
|
+50%
|
|
|
122
|
Simplex Trading
Chicago,
Illinois
|
–
|
+$836
|
+38
|
New
|
|
