|
1101
|
IEQ Capital
Foster City,
California
|
–
|
-$1.35M
|
-2,169
|
Closed
|
|
|
1102
|
|
–
|
-$1.29M
|
-2,073
|
Closed
|
|
|
1103
|
Axxcess Wealth Management
Carlsbad,
California
|
–
|
-$1.23M
|
-1,970
|
Closed
|
|
|
1104
|
Atala Financial
Calabasas,
California
|
–
|
-$361K
|
-1,944
|
Closed
|
|
|
1105
|
Aster Capital Management
Dubai,
United Arab Emirates
|
–
|
-$1.2M
|
-1,933
|
Closed
|
|
|
1106
|
|
–
|
-$1.19M
|
-1,917
|
Closed
|
|
|
1107
|
Qsemble Capital Management
New York
|
–
|
-$1.03M
|
-1,648
|
Closed
|
|
|
1108
|
Colonial River Investments
Midlothian,
Virginia
|
–
|
-$846K
|
-1,358
|
Closed
|
|
|
1109
|
Lighthouse Investment Partners
Palm Beach Gardens,
Florida
|
–
|
-$760K
|
-1,220
|
Closed
|
|
|
1110
|
Ashton Thomas Securities
Rochester,
New York
|
–
|
-$740K
|
-1,189
|
Closed
|
|
|
1111
|
|
–
|
-$730K
|
-1,172
|
Closed
|
|
|
1112
|
Alberta Investment Management Corp (AIMCo)
Edmonton,
Alberta, Canada
|
–
|
-$623K
|
-1,000
|
Closed
|
|
|
1113
|
Sciencast Management
Princeton,
New Jersey
|
–
|
-$621K
|
-997
|
Closed
|
|
|
1114
|
Keel Point
Huntsville,
Alabama
|
–
|
-$575K
|
-923
|
Closed
|
|
|
1115
|
HighPoint Advisor Group
Downers Grove,
Illinois
|
–
|
-$520K
|
-835
|
Closed
|
|
|
1116
|
WBI Investments
Red Bank,
New Jersey
|
–
|
-$462K
|
-743
|
Closed
|
|
|
1117
|
Fiduciary Alliance
Greenville,
South Carolina
|
–
|
-$437K
|
-702
|
Closed
|
|
|
1118
|
Mirabella Financial Services
London,
United Kingdom
|
–
|
-$421K
|
-676
|
Closed
|
|
|
1119
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$418K
|
-642
|
Closed
|
|
|
1120
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$395K
|
-634
|
Closed
|
|
|
1121
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$391K
|
-628
|
Closed
|
|
|
1122
|
Permanens Capital
New York
|
–
|
-$379K
|
-608
|
Closed
|
|
|
1123
|
Sage Mountain Advisors
Atlanta,
Georgia
|
–
|
-$375K
|
-602
|
Closed
|
|
|
1124
|
DZ Bank
Frankfurt Am Main,
Germany
|
–
|
-$374K
|
-600
|
Closed
|
|
|
1125
|
Focus Partners Advisor Solutions
Saint Louis,
Missouri
|
–
|
-$372K
|
-597
|
Closed
|
|
