|
301
|
First Hawaiian Bank
Honolulu,
Hawaii
|
–
|
-$163K
|
-7,700
|
Closed
|
|
|
302
|
Caption Management
Oklahoma City,
Oklahoma
|
–
|
-$106K
|
-5,000
|
Closed
|
|
|
303
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$30K
|
-1,413
|
Closed
|
|
|
304
|
State Farm Mutual Automobile Insurance
Bloomington,
Illinois
|
–
|
-$25K
|
-1,180
|
Closed
|
|
|
305
|
TRUE Private Wealth Advisors
Salem,
Oregon
|
–
|
-$20K
|
-947
|
Closed
|
|
|
306
|
Southport Capital Management
Chattanooga,
Tennessee
|
–
|
-$14K
|
-650
|
Closed
|
|
|
307
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$13K
|
-600
|
Closed
|
|
|
308
|
Lenox Wealth Management
Cincinnati,
Ohio
|
–
|
-$12K
|
-588
|
Closed
|
|
|
309
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$9K
|
-404
|
Closed
|
|
|
310
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$8K
|
-389
|
Closed
|
|
|
311
|
Parallel Advisors
San Francisco,
California
|
–
|
-$8K
|
-384
|
Closed
|
|
|
312
|
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
|
–
|
-$6K
|
-295
|
Closed
|
|
|
313
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$4K
|
-200
|
Closed
|
|
|
314
|
JOYN Advisors
Atlanta,
Georgia
|
–
|
-$3K
|
-129
|
Closed
|
|
|
315
|
O'Brien Wealth Partners
Waltham,
Massachusetts
|
–
|
-$2K
|
-105
|
Closed
|
|
|
316
|
One Wealth Advisors
San Francisco,
California
|
–
|
-$2K
|
-104
|
Closed
|
|
|
317
|
Steward Partners Investment Advisory
New York
|
–
|
-$2K
|
-86
|
Closed
|
|
|
318
|
Nelson Capital Management
Menlo Park,
California
|
–
|
-$1K
|
-70
|
Closed
|
|
|
319
|
Cribstone Capital Management
Augusta,
Maine
|
–
|
-$1K
|
-31
|
Closed
|
|
|
320
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$535
|
-30
|
Closed
|
|
|
321
|
Berman Capital Advisors
Atlanta,
Georgia
|
–
|
+$356
|
+20
|
New
|
|
