|
601
|
SII Investments
Appleton,
Wisconsin
|
–
|
-$214K
|
-2,129
|
Closed
|
|
|
602
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
-$203K
|
-2,060
|
Closed
|
|
|
603
|
National Planning Corporation
El Segundo,
California
|
–
|
-$209K
|
-2,047
|
Closed
|
|
|
604
|
Prudential plc
London, England,
United Kingdom
|
–
|
-$205K
|
-2,037
|
Closed
|
|
|
605
|
Shelton Capital Management
Denver,
Colorado
|
–
|
-$203K
|
-2,019
|
Closed
|
|
|
606
|
Bradley Foster & Sargent
Hartford,
Connecticut
|
–
|
-$201K
|
-2,000
|
Closed
|
|
|
607
|
Dorchester Wealth Management
Montreal,
Quebec, Canada
|
–
|
-$251K
|
-2,000
|
Closed
|
|
|
608
|
Train Babcock Advisors
New York
|
–
|
-$201K
|
-2,000
|
Closed
|
|
|
609
|
Alpine Global Management
New York
|
–
|
-$175K
|
-1,740
|
Closed
|
|
|
610
|
FNY Managed Accounts
New York
|
–
|
-$168K
|
-1,670
|
Closed
|
|
|
611
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$121K
|
-1,206
|
Closed
|
|
|
612
|
First Quadrant
Glendale,
California
|
–
|
-$100K
|
-1,000
|
Closed
|
|
|
613
|
Jacobus Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$100K
|
-1,000
|
Closed
|
|
|
614
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$85.6K
|
-870
|
Closed
|
|
|
615
|
|
–
|
-$59.4K
|
-604
|
Closed
|
|
|
616
|
Summit Securities Group
New York
|
–
|
-$48K
|
-482
|
Closed
|
|
|
617
|
Advisors Preferred
Rockville,
Maryland
|
–
|
-$30K
|
-299
|
Closed
|
|
|
618
|
Parasol Investment Management
Westmont,
Illinois
|
–
|
-$28K
|
-276
|
Closed
|
|
|
619
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$14K
|
-138
|
Closed
|
|
|
620
|
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
–
|
-$7K
|
-69
|
Closed
|
|
|
621
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
–
|
-$1K
|
-10
|
Closed
|
|
|
622
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$1K
|
-3
|
Closed
|
|
