|
101
|
Duncker Streett & Co
St. Louis,
Missouri
|
$46K
|
–
|
–
|
–
|
|
|
102
|
NVWM LLC
Yardley,
Pennsylvania
|
$42K
|
+$40.7K
|
+548
|
New
|
|
|
103
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$39K
|
–
|
–
|
–
|
|
|
104
|
Jacobi Capital Management
Pittston,
Pennsylvania
|
$34K
|
+$223
|
+3
|
+0.7%
|
|
|
105
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$24K
|
+$23.2K
|
+313
|
New
|
|
|
106
|
Regions Financial Corp
Birmingham,
Alabama
|
$24K
|
+$23.2K
|
+313
|
New
|
|
|
107
|
|
$23K
|
-$223
|
-3
|
-1%
|
|
|
108
|
SEI Investments
Oaks,
Pennsylvania
|
$20K
|
-$68K
|
-915
|
-78%
|
|
|
109
|
MGO One Seven
Beachwood,
Ohio
|
$19K
|
+$18.8K
|
+253
|
New
|
|
|
110
|
Advisory Services Network
Atlanta,
Georgia
|
$17K
|
-$5.57K
|
-75
|
-25%
|
|
|
111
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$16K
|
–
|
–
|
–
|
|
|
112
|
SeaCrest Wealth Management
Purchase,
New York
|
$15K
|
+$14.9K
|
+201
|
New
|
|
|
113
|
Global Retirement Partners
San Rafael,
California
|
$10K
|
–
|
–
|
–
|
|
|
114
|
TD Ameritrade Investment Management
Omaha,
Nebraska
|
$9K
|
+$3.12K
|
+42
|
+52%
|
|
|
115
|
CIBC Private Wealth Group
Atlanta,
Georgia
|
$9K
|
+$8.62K
|
+116
|
New
|
|
|
116
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
$7K
|
+$74
|
+1
|
+1%
|
|
|
117
|
AllSquare Wealth Management
Albany,
New York
|
$2K
|
–
|
–
|
–
|
|
|
118
|
Oak Point Wealth Management
Portage,
Michigan
|
$1K
|
+$1.26K
|
+17
|
New
|
|
|
119
|
HSBC Holdings
London,
United Kingdom
|
–
|
-$1.79M
|
-25,000
|
Closed
|
|
|
120
|
National Planning Corporation
El Segundo,
California
|
–
|
-$1.06M
|
-14,830
|
Closed
|
|
|
121
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$457K
|
-6,371
|
Closed
|
|
|
122
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$340K
|
-4,730
|
Closed
|
|
|
123
|
Avantax Planning Partners
Dubuque,
Iowa
|
–
|
-$280K
|
-3,899
|
Closed
|
|
|
124
|
Investment Centers of America
Bismarck,
North Dakota
|
–
|
-$214K
|
-2,986
|
Closed
|
|
|
125
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$113K
|
-1,571
|
Closed
|
|
