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MidCap Financial Investment
MFIC

Name Holding Trade Value Shares
Change 		Change in
Stake
Marshall Wace
151
Marshall Wace
United Kingdom
– -$1.67M -110,247 Closed
WAM
152
Wolverine Asset Management
Illinois
– -$587K -38,772 Closed
Geode Capital Management
153
Geode Capital Management
Massachusetts
– -$528K -34,926 Closed
MWNA
154
Marshall Wace North America
New York
– -$472K -31,161 Closed
CCIA
155
Campbell & Co Investment Adviser
Maryland
– -$433K -28,608 Closed
Cambridge Investment Research Advisors
156
Cambridge Investment Research Advisors
Iowa
– -$396K -26,141 Closed
Connor, Clark & Lunn Investment Management (CC&L)
157
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$317K -20,960 Closed
CANY
158
Caxton Associates (New York)
New York
– -$305K -20,168 Closed
VF
159
Virtu Financial
New York
– -$288K -18,995 Closed
ECM
160
ExodusPoint Capital Management
New York
– -$201K -13,300 Closed
Envestnet Asset Management
161
Envestnet Asset Management
Illinois
– -$169K -11,154 Closed
AIM
162
Assured Investment Management
New York
– -$76K -5,032 Closed
BAM
163
Bruderman Asset Management
New York
– -$51K -3,400 Closed
AA
164
Advisory Alpha
Michigan
– -$37.8K -2,400 Closed
KPW
165
Kore Private Wealth
New York
– -$32K -2,066 Closed
PGWM
166
Parisi Gray Wealth Management
New Jersey
– -$25K -1,666 Closed
SWM
167
SeaCrest Wealth Management
New York
– -$25K -1,633 Closed
KBC Group
168
KBC Group
Belgium
– -$20K -1,335 Closed
RFC
169
Regions Financial Corp
Alabama
– -$15K -999 Closed
AF
170
Advisornet Financial
Minnesota
– -$10K -666 Closed
FHB
171
First Hawaiian Bank
Hawaii
– -$3K -230 Closed
FGAM
172
Financial Gravity Asset Management
Texas
– -$3K -227 Closed
BWA
173
BDO Wealth Advisors
Florida
– -$3K -171 Closed
SEI Investments
174
SEI Investments
Pennsylvania
– -$1K -50 Closed
RWA
175
Redhawk Wealth Advisors
Minnesota
– +$63 +4 New
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