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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
BP
151
BBR Partners
New York
$88K
SIM
152
Strategic Investment Management
Virginia
$88K
Bank of New York Mellon
153
Bank of New York Mellon
New York
$84K -$3.82K -213 -4%
JG
154
Jefferies Group
New York
$83K -$73K -4,077 -46%
PCM
155
Prelude Capital Management
New York
$78K +$79.4K +4,433 New
Baird Financial Group
156
Baird Financial Group
Wisconsin
$76K -$6.24K -348 -7%
M&T Bank
157
M&T Bank
New York
$75K -$38.8K -2,165 -34%
FCCM
158
First City Capital Management
Georgia
$72K
GT
159
Glenmede Trust
Pennsylvania
$70K
IAA
160
Independent Advisor Alliance
North Carolina
$69K +$68.9K +3,847 New
GLA
161
Good Life Advisors
Pennsylvania
$68K +$66.6K +3,716 New
CONA
162
Capital One National Association
New York
$66K -$1.68K -94 -2%
Squarepoint
163
Squarepoint
New York
$65K +$66.3K +3,700 New
KeyBank National Association
164
KeyBank National Association
Ohio
$64K
Sumitomo Mitsui Trust Group
165
Sumitomo Mitsui Trust Group
Japan
$64K +$1.13K +63 +2%
FAAS
166
First Allied Advisory Services
California
$63K -$5.07K -283 -7%
AG
167
Aperio Group
California
$63K +$64.6K +3,605 New
HK
168
Horizon Kinetics
New York
$62K
Lido Advisors
169
Lido Advisors
California
$62K
Prudential Financial
170
Prudential Financial
New Jersey
$61K -$10.8K -600 -15%
WSTAM
171
Wilbanks Smith & Thomas Asset Management
Virginia
$60K
GIM
172
Grassi Investment Management
California
$59K
VNA
173
VNBTrust National Association
Virginia
$59K
PAM
174
Panagora Asset Management
Massachusetts
$57K
CPP
175
Crow Point Partners
Massachusetts
$53K +$53.7K +3,000 New