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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
126
Focused Wealth Management
New York
$2.06K – – –
TRCT
127
Tower Research Capital (TRC)
New York
$2K -$9.39K -815 -80%
HFS
128
Hantz Financial Services
Michigan
$2K +$2.3K +200 New
KFI
129
Key Financial Inc
Pennsylvania
$1.53K – – –
MCC
130
Money Concepts Capital
Florida
$1.52K +$1.53K +133 New
GIA
131
Goodwin Investment Advisory
Georgia
$1.32K – – –
IRC
132
Investors Research Corp
Georgia
$832 – – –
Barclays
133
Barclays
United Kingdom
$741 – – –
First Manhattan
134
First Manhattan
New York
$57 – – –
Fidelity Investments
135
Fidelity Investments
Massachusetts
$11 – – –
Bank of New York Mellon
136
Bank of New York Mellon
New York
– -$382K -37,373 Closed
Marshall Wace
137
Marshall Wace
United Kingdom
– -$273K -26,684 Closed
SEI Investments
138
SEI Investments
Pennsylvania
– -$185K -18,059 Closed
RGF
139
Retirement Guys Formula
Ohio
– -$181K -17,730 Closed
Balyasny Asset Management
140
Balyasny Asset Management
Illinois
– -$147K -14,401 Closed
YIH
141
Y-Intercept (HK)
Hong Kong
– -$139K -13,553 Closed
BPCE
142
Bank Pictet & Cie (Europe)
Germany
– -$135K -13,246 Closed
HVIA
143
Hudson Valley Investment Advisors
New York
– -$133K -13,000 Closed
WS
144
Wedbush Securities
California
– -$130K -12,743 Closed
FRM
145
Fox Run Management
Connecticut
– -$116K -11,338 Closed
Nomura Asset Management
146
Nomura Asset Management
Japan
– -$14.2K -1,386 Closed
QCG
147
Quadrant Capital Group
Ohio
– -$3K -320 Closed