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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
101
Creative Planning
Kansas
$203K +$30.2K +2,366 +16%
Marshall Wace
102
Marshall Wace
United Kingdom
$201K +$214K +16,761 New
OC
103
Oppenheimer & Co
New York
$193K +$4.08K +320 +2%
OIA
104
OneDigital Investment Advisors
Kansas
$187K -$42.5K -3,332 -18%
SWP
105
Stratos Wealth Partners
Ohio
$187K +$199K +15,600 New
AWA
106
Arete Wealth Advisors
Illinois
$187K -$3.89K -305 -2%
D.E. Shaw & Co
107
D.E. Shaw & Co
New York
$180K +$191K +14,989 New
EFS
108
Essex Financial Services
Connecticut
$176K +$51.3K +4,019 +38%
P
109
&Partners
Tennessee
$175K -$306K -24,003 -62%
FRM
110
Fox Run Management
Connecticut
$170K +$181K +14,175 New
PNC Financial Services Group
111
PNC Financial Services Group
Pennsylvania
$170K
AF
112
Advisornet Financial
Minnesota
$168K -$1.83M -143,177 -91%
MWM
113
Melfa Wealth Management
Massachusetts
$164K
OFS
114
Orrstown Financial Services
Pennsylvania
$164K
FFA
115
Founders Financial Alliance
North Carolina
$163K +$173K +13,587 New
HWM
116
HB Wealth Management
Georgia
$159K +$5.26K +412 +3%
RWA
117
Redmont Wealth Advisors
Illinois
$157K
AC
118
AlphaCore Capital
California
$143K +$4.59K +360 +3%
EIP
119
Easterly Investment Partners
Massachusetts
$138K +$146K +11,476 New
SFG
120
Sovereign Financial Group
Connecticut
$134K -$11.5K -901 -7%
PC
121
Permanens Capital
New York
$132K +$141K +11,029 New
AWM
122
Accel Wealth Management
Iowa
$132K -$34.8K -2,731 -20%
WJWM
123
Williams Jones Wealth Management
New York
$131K
AUB
124
Atlantic Union Bankshares
Virginia
$126K +$134K +10,500 New
GC
125
Guggenheim Capital
Illinois
$124K -$829 -65 -0.6%