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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
HCM
101
Highlander Capital Management
New Jersey
$8K
Northwestern Mutual Wealth Management
102
Northwestern Mutual Wealth Management
Wisconsin
$7.07K
LOIP
103
Live Oak Investment Partners
Texas
$5.99K
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$4.07K
LC
105
Lindbrook Capital
California
$4.02K
ADL
106
Asset Dedication LLC
California
$4K
WOSD
107
WFA of San Diego
California
$3.77K +$3.5K +300 New
CSPIA
108
Cary Street Partners Investment Advisory
Virginia
$3K +$2.79K +239 New
HFS
109
Hantz Financial Services
Michigan
$3K
FWM
110
Focused Wealth Management
New York
$2.27K
KFI
111
Key Financial Inc
Pennsylvania
$1.88K
GGI
112
Godsey & Gibb Inc
Virginia
$942 -$2.62K -225 -75%
IRC
113
Investors Research Corp
Georgia
$917
Barclays
114
Barclays
United Kingdom
$816
Citigroup
115
Citigroup
New York
$641 +$595 +51 New
Fidelity Investments
116
Fidelity Investments
Massachusetts
$126 +$47 +4 +67%
First Manhattan
117
First Manhattan
New York
$62
Jane Street
118
Jane Street
New York
-$706K -61,889 Closed
HF
119
HRT Financial
New York
-$522K -45,868 Closed
MHS
120
M Holdings Securities
Oregon
-$498K -42,686 Closed
CF
121
Centaurus Financial
California
-$233K -20,482 Closed
DTL
122
Dynamic Technology Lab
Singapore
-$202K -17,708 Closed
CANY
123
Caxton Associates (New York)
New York
-$176K -15,432 Closed
EFS
124
Essex Financial Services
Connecticut
-$160K -14,000 Closed
D.E. Shaw & Co
125
D.E. Shaw & Co
New York
-$141K -12,366 Closed