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MidCap Financial Investment

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
101
Geneos Wealth Management
Colorado
$3K -$925 -100 -18%
LC
102
Lindbrook Capital
California
$2K
RMC
103
Resources Management Corp
Connecticut
$2K
NFSG
104
Newbridge Financial Services Group
Florida
$2K +$2.55K +276 New
BNP Paribas Financial Markets
105
BNP Paribas Financial Markets
France
$1.91K
EWM
106
Edge Wealth Management
New York
$1K -$6.16K -666 -81%
FMP
107
Financial Management Professionals
Texas
$1K
FWM
108
Focused Wealth Management
New York
$1K
IRC
109
Investors Research Corp
Georgia
$1K
WEC
110
Winslow Evans & Crocker
Massachusetts
$1K
AIC
111
Archer Investment Corporation
Indiana
$968
CHAM
112
Clear Harbor Asset Management
Connecticut
-$1.11M -116,000 Closed
Millennium Management
113
Millennium Management
New York
-$847K -88,478 Closed
AR
114
Advisory Research
Illinois
-$394K -41,207 Closed
PI
115
PEAK6 Investments
Illinois
-$330K -34,492 Closed
RTS
116
Round Table Services
New Jersey
-$287K -30,000 Closed
D.E. Shaw & Co
117
D.E. Shaw & Co
New York
-$250K -26,159 Closed
Mirae Asset Global Investments
118
Mirae Asset Global Investments
South Korea
-$231K -24,158 Closed
WI
119
Wintrust Investments
Illinois
-$157K -16,368 Closed
TI
120
Trexquant Investment
Connecticut
-$151K -15,816 Closed
CANY
121
Caxton Associates (New York)
New York
-$147K -15,368 Closed
Allianz Asset Management
122
Allianz Asset Management
Germany
-$147K -15,311 Closed
DIM
123
DC Investments Management
Virginia
-$145K -15,121 Closed
SCM
124
Shelton Capital Management
Colorado
-$121K -12,676 Closed
CBA
125
Coastal Bridge Advisors
Connecticut
-$120K -12,515 Closed